The Umayyad Caliphs, 661-750
The dynasty starts with Muawiya (ruled 661-80), who had been governor of Syria. Uthman had also been an Umayyad, but is classed as one of the four Rightly-Guided caliphs. Shia Muslims believe that the succession should have gone through Ali.
Muawiya had fought against Byzantium and had a well-trained army to set against the anarchic Bedouin who had followed Ali.
The Shia vilify Muawiya. They believe that his conversion to Islam was superficial, that he was motivated by lust for power and that he secured it by force. They point out that he is the only Sahaba Caliph (companion of the Prophet) who was not regarded as righteously guided by the Sunni. (He was related to the Prophet, like the others.)
His son and heir Yazid I is hated for his actions towards the house of Ali, in particular for sending forces against Ali’s son Husayn ibn Ali at the Battle of Karbala in 680.
The great administrators of the dynasty, Muawiya I, Abd al-Malik (ruled 685-705) and Hisham (ruled 724-43) took over many of the systems of the Greeks and Persians.
In 661-71 the Arabs conquered Tokharistan (Bactria), which the Persian Empire had won from the Ephthalite Hun Empire. This put the Islamic state astride the overland route between India and China via the Oxus-Jaxartes basin.
They had completed the conquest of North Africa by 698.
In 706-15 they conquered Transoxiana and Khwarezm, which had been the Turkish steppe-dwellers’ share of the Ephthalite Empire. They consolidated their position there in subsequent decades.
In 710-12 they extinguished the Visigothic Kingdom in Spain.
In 711 they conquered Sind and the southern Punjab, up to and including Multan.
On four fronts, they were defeated.
In order to conquer Asia Minor and take Constantinople, they needed naval command of the Mediterranean. In 669 Muawiya built a fleet. In 674-8 and in 717-18 the Arabs besieged Constantinople by sea and land and were defeated.
In 677 they gained a temporary foothold in the Lebanon. In 741 they were brought to a halt along the line of the Amanus range in southern Turkey. They did eventually carry their frontier beyond the Amanus to the Taurus.
In 732 they failed to conquer Carolingian France. Before reaching the Loire, they were checked at Poitiers.
In 737-38 they failed to conquer the empire of the Khazar nomads, between the Volga (which flows into the Caspian) and the Don (which flows into the Sea of Azov).
The Umayyad caliphs faced the opposition of Shiite Arab tribesmen of Iraq and that of pious elements in Medina who favoured the claims of Ali’s descendants, the Imams of the Shia (Shiʿat Ali or party of Ali).
The masses of non-Arab peoples in the conquered territories, the Mawali, began to stir and to resent their position as second-class citizens.
In 750 the Umayyads were overthrown by a revolution which began in Khurasan in eastern Persia, led by Abu Muslim Khorasani. One of the few members of the Umayyad family to survive was Hisham’s grandson, Abd al-Rahman, who escaped to North Africa and continued the Umayyad line in Spain.
See Clifford Edmund Bosworth, The Islamic Dynasties, A Chronological and Genealogical Handbook, Edinburgh University Press, 1967, revised 1980. There have been subsequent revisions. It contains complete lists of rulers. I am partly following it in this series, but leaving out most diacritics used in romanisations of Arabic.
Umayyad Moque, Damascus, picture: studyblue.com
Archive for the 'Maghreb' Category
The age of the pristine Islamic virtues.
Abu Bakr (Abdullah ibn Abi Quhafa)
Umar (Umar ibn al-Khattab)
Uthman (Uthman ibn Affan)
Ali (Ali ibn Abi Talib)
Mnemonic: Arab uniters underestimate adversity
Capitals: Medina, Kufa
The leaders of the Muslim umma or community, all related to the Prophet by blood or through marriage. I won’t go into relationships. Muslim Arabs had not yet moved outside the Arabian peninsula when Muhammad died. He himself had fought in military campaigns within Arabia.
But by 641 they had conquered Syria, Iraq, Palestine and Egypt from the East Roman Empire. The southern part of Iraq was conquered from Persia.
By 651 they had conquered Persia, as far north-eastward as Merv inclusive, extinguishing the Sasanian Persian Empire. Merv is now in Turkmenistan (one of Iran’s three eastern neighbours, along with Afghanistan in the middle, and Pakistan in the south).
In 653 the Armenians and Georgians (both ex-Roman and ex-Persian Armenian and Georgian subjects) had surrendered.
Between 647 and 698 they conquered north west Africa from the East Romans – who under Justinian had reconquered it from the barbarians.
Khalifa means “he who follows behind”. The Orthodox Caliphs ruled from Medina, the city previously called Yathrib which Muhammad had renamed.
Abu Bakr imposed the authority of Medina over outlying parts of the peninsula after the Bedouin tribes had renounced their personal allegiance to Muhammad (the Ridda Wars, ridda meaning apostasy).
Umar attacked the Byzantine territories of Syria, Palestine and Egypt and the Sassanid territories of Persia and Iraq. He adopted the title Amir al-Muʿminin, Commander of the Faithful, implying a spiritual as well as political element in his leadership.
Uthman was assassinated.
Ali moved his capital to Kufa in Iraq in order to confront Muawiya, the recalcitrant governor of Syria, in battle at Siffin on the Upper Euphrates. He was later killed, and his son, al-Hasan, was persuaded by Muawiya to renounce all rights to the Caliphate. Ali had been the son-in-law and cousin of Muhammad. Shia Muslims believe that the succession should have continued through him. The martyrdom of one of Ali’s other sons, Husayn, in 680 is taken as the beginning of the Shiite split.
See Clifford Edmund Bosworth, The Islamic Dynasties, A Chronological and Genealogical Handbook, Edinburgh University Press, 1967, revised 1980. There have been subsequent revisions. It contains complete lists of rulers. I will follow it in this series, but will leave out most diacritics used in romanisations of Arabic.
Kufa Great Mosque, 1915
Some posts on the Caliphates in order of posting:
“Cambyses gave orders to his fleet to sail against Carthage, but the Phoenicians refused to obey. They submitted that they were bound by solemn engagements and that they would be guilty of a crime if they made war on a daughter-community. This unwillingness of the Phoenicians [to lend themselves to Cambyses’ designs against Carthage killed the project, since] [bracket in Toynbee] the remainder of the fleet was inadequate for the task. So, thanks to their Phoenician kinsmen, the Carthaginians escaped subjugation at Persian hands; for Cambyses felt it impolitic to try to coerce the Phoenicians, considering that they had come under Persian sovereignty voluntarily and that the naval power of the Persian Empire depended entirely on them” (Herodotus, Book III, chap. 19).
A Study of History, Vol VII, OUP, 1954 (footnote)
The Assassins were a militant branch of the Ismāʿīlīs [Shiites who seceded from the main group in the eighth century because of their belief that Ismail, the son of the sixth Shiite imam, should have become the seventh imam, hence Seveners] who were organized by Hasan-i-Sabbāh about A.D. 1090. Their method of action was the assassination of princes; and they did their work impartially, for the list of their victims includes their fellow-Ismāʿīlī the Fātimid Caliph al-Āmir [the Ismaili Shia Fatimid Caliphs ruled from the Atlantic to the Red Sea 909-1171], whom they assassinated in A.D. 1130, as well as a host of Sunnīs and Christians. The word “assassinate” itself is derived from the name of the Assassins, and their name is derived in turn from the hashīsh or hemp-fumes with which their desperadoes used to intoxicate themselves before making their attentats. For Hasan-i-Sabbāh and the Assassins, see Browne, E. G.: A Literary History of Persia, vol. ii (London 1906, Fisher Unwin), pp. 201-11, and Yule, Sir Henry: The Book of Ser Marco Polo, 3rd edition (London 1903, Murray, 2 vols.), vol. i, pp. 139-48.)
A Study of History, Vol I, OUP, 1934 (footnote)
Dr Omar Ashour, Director, Middle East Graduate Studies Programme, Institute of Arab and Islamic Studies, University of Exeter, The World Tonight, BBC Radio 4, August 14: “Chile 1973, Argentina post-1976, in Algeria 1992, in Tajikistan 1992, in Spain 1936.”
He wasn’t allowed to continue. Wikipedia list of “incidents involving direct voter fraud or in which the results were procedurally contested, massively or violently protested, or recognized as fraudulent by a reliable international organization”. That covers elections, like the recent one in Zimbabwe, which were contested by those with legitimate grievances, but not counter-coups of the kind that has been staged in Egypt.
List of coups d’état and coup attempts.
Has Egypt had a civil war since pharaonic times? It is hard to imagine one in that old country, but also hard to imagine any way out of this impasse.
United States Presidents and control of Congress: historical charts.
Chinatowns in the Middle East, but are any real?
Oldest. Anywhere: Manila. In Japan: Nagasaki. In Americas: Mexico City. In US: San Francisco. In Canada: Victoria. In Australia: Melbourne. In Europe: Liverpool. The oldest are never the largest.
Largest. In US: New York, followed by San Francisco. In Canada: Vancouver, followed by Toronto. In Japan: Yokohama, followed by Kobe, followed by Nagasaki (the three official Chinatowns). In Australia: Sydney, followed by Melbourne. In Britain: London, Manchester, Liverpool, Birmingham, Newcastle.
In the Netherlands: Amsterdam, followed by The Hague, followed by Rotterdam. In Belgium: Antwerp (the only official one). In France: Paris, the main one in the 13th arrondissement.
The only official Chinatown in Korea is in Incheon. There are Chinatowns in Bangkok and Kuala Lumpur. Jakarta’s is in a district called Glodok. The only real Chinatown in India is in Kolkata.
It is odd, in the case of Singapore, to have a Chinatown in a country that is ethnically Chinese. The word at least pays lip service to Singapore’s multiculturalism. There is no Chinatown in Tokyo.
Rio de Janeiro and São Paulo do not have well-defined areas. Buenos Aires has a small Chinatown. Moscow and Berlin do not have historic Chinatowns.
Many Chinatowns are in decline or are being replaced by China-themed malls. Flight of upwardly-mobile Chinese in US to the suburbs.
Chinese laundries in North America.
Manhattan, Wikimedia Commons
The main line of Sunni Caliphs – Rightly Guided, then Umayyad, then Abbasid – came to an end when the Mongols conquered Baghdad in 1258.
A surviving member of the Abbasid house was installed at Cairo under the patronage of the newly formed Mamluk Sultanate three years later.
In 1517 the Ottoman Turks took the last nominal Abbasid Caliph at Cairo into custody and transported him to Constantinople.
When he died, the Caliphate was virtually in abeyance. The first time Caliph was used as a political instead of symbolic religious title by the Ottoman Sultans was in the peace treaty with Russia at the end of the war of 1768-74, as a way of allowing the Turks to retain moral authority in territory they had ceded, notably the Crimea.
Around 1880 Sultan Abdul Hamid II reasserted the title as Russia expanded into Central Asia. His claim was fervently accepted by the Muslims of British India.
The Khilafat movement (1919-24) was a vain pan-Islamic protest campaign launched by Muslims in India to persuade the British government to protect the Ottoman Empire and the Caliphate. The Ottoman Sultanate was abolished in 1922, the Caliphate in 1924.
At the time when the present chapter was being written, it looked as if this had really been the end of the Caliphate, for an immediate attempt on the part of the Hāshimī King Husayn of the Hijāz to assume the office (on the eve, as it turned out, of his own ejection from his ancestral patrimony by Ibn Saʿūd) was – in spite of the Sharīf’s unimpeachable Qurayshī lineage and his sovereignty, at the moment, over the two Holy Cities of Mecca and Medina – as dismal a failure as most of his other enterprises. Nor did any practical action result from a Caliphate Congress held at Cairo on the 13th-19th May, 1926.
Yet, even if this forecast were to prove correct – though, in the light of previous history, it would not be safe to sign a death certificate for so resilient an institution as the Caliphate until it had been in abeyance for at least a quarter of a millennium [footnote: Its latest interregnum had lasted from the death of the last Cairene ʿAbbasid Caliph Mutawakkil in A.D. 1543 to the drafting of the Russo-Turkish Treaty of Küchuk Qaynārja in A.D. 1774.] – the marvel would be, not that the Caliphate should have petered out at last, but that, on the strength of having been an effective sovereignty over a span of less than two hundred years, [footnote: From the death of the Prophet Muhammad in A.D. 632 to the death of the ʿAbbasid Caliph Amīn (imperabat A.D. 809-13), in a civil war with his brother and supplanter Ma’mūn (imperabat A.D. 813-33) over the heritage of their father Hārūn-ar-Rashīd (imperabat A.D. 786-809).] it should have been able within that time to acquire a prestige sufficient to keep it alive, and twice revive it, [footnote: i.e. at Cairo in A.D. 1261 and at Constantinople in A.D. 1774.] for another eleven hundred years [footnote: Reckoning from the death of the Baghdādi ʿAbbasid Caliph Amīn in A.D. 813 to the deposition of the Constantinopolitan ʿOsmanli Caliph ʿAbd-al-Mejīd in A.D. 1924.] during which it never emerged from the state of political impotence into which it had begun to decline in the reign of Hārūn-ar-Rashīd’s son Ma’mūn (imperabat A.D. 813-33).
The revival of the Caliphate is often predicted today, in Brummie, Indonesian and other accents.
Ma’mūn is written thus in the OUP text, not as Maʿmūn.
At times in Muslim history there have been rival caliphs, notably those of the Ismaili Shia Fatimid Caliphate in North Africa, 909-1171.
A Study of History, Vol VII, OUP, 1954
A belief that the whole life of the Universe was governed by “the Law of God” was the qiblah of a Judaic Weltanschauung that was the common heritage of the Orthodox Christian, the Western Christian, the Arabic Muslim, and the Iranic Muslim societies; and a theocentric philosophy of history derived from the intuitions or inspirations of the Prophets of Israel and Judah and the Iranian Prophet Zarathustra was bequeathed to Western Christendom in Saint Augustine’s De Civitate Dei and to the Arab Muslim World in Ibn Khaldūn’s Prolegomena to his History of the Berbers – two works of spiritual genius which unmistakably reflect one single common outlook and whose mutual affinity can only be accounted for by their indebtedness to a common source, since Ibn Khaldūn was as ignorant of his Christian predecessor and fellow Maghribī’s theodicy as Augustine was of Muqaddamāt that did not see the light till more than nine hundred years after the Christian North African Father’s death.
A Study of History, Vol IX, OUP, 1954
Film (called Albert Camus, not Algérie, mon amour), 1973, by Cécile Clairval. Director Paul Vecchiali.
Professor William McNeill comments [circa 1952]: “I feel that the Rome-Carthage relationship is a far more convincing parallel to contemporary conditions than the Rome-Parthia relationship. In the relations between Rome and Parthia mortal fear and the density of contact were, I believe, absent.” The present writer’s comment on this comment is that it was not too much to expect of American and Russian statesmanship in the sixth decade of the twentieth century of the Christian Era that it should stabilize the relation between the United States and the Soviet Union on a Romano-Parthian basis and save it from degenerating into a Romano-Carthaginian “irrepressible conflict”. [...]
Or a Romano-Sassanid, I suppose.
The phrase “irrepressible conflict” was used by William H Seward at Rochester, NY on October 25 1858.
Seward was a US senator who had served as Governor of New York and would serve as Secretary of State under Abraham Lincoln and Andrew Johnson. He argued that the political and economic systems of North and South were incompatible, and that, due to this “irrepressible conflict,” the “inevitable collision” of the two systems would eventually result in the nation becoming “either entirely a slave-holding nation or entirely a free-labor nation”. He hoped that this would be by the operation of natural forces over time, not by war.
Carthage was probably founded in the second half of the ninth century BC and was destroyed in the Third Punic War, 149-146 BC. Rome was founded in the middle of the eighth.
The Arsacid Parthian Empire lasted from 247 BC to AD 224. It replaced the Seleucid and was replaced, in the reign of Alexander Severus, by the Sassanid.
A Study of History, Vol IX, OUP, 1954 (footnote)
The apparent triumph of our Western Political Nationalism in the Islamic World since the beginning of the twentieth century of our era – and, conspicuously, since the outbreak of the general war of A.D. 1914-18 – is a remarkable testimony to the assimilative power of our Western Civilization and to the inability of the Islamic Civilization to hold its own against it. For the Pan-Islamic Movement, which was set in motion under the patronage of the Ottoman Sultan-Caliph ʿAbd-al-Hamīd (imperabat A.D. 1876-1909) as an attempt to enable the Islamic World to repel the Western offensive, was not only good strategy on its merits (on the principle that “union is strength”); it was also in the true line of the Islamic tradition; for, from the time of the Hijrah, which was the crucial event in the career of Muhammad and in the history of the institution that he founded, Islam had been a unitary society which embraced both the two Western social fields of Church and State; and, after the founder’s death, the unity of Islam in its political aspect had been incarnated in the Arab Caliphate [...]. Thus the Pan-Islamic attempt to restore the political unity of Islam, under the historic aegis of a Caliphate, in face of a formidable external menace to the Islamic Society’s very existence, might have seemed a promising stroke of statesmanship; and the rapid rout of Pan-Islamism by an irresistible outbreak of Nationalism in the Muslim ranks is a surprising denouement.
A Study of HIstory, Vol IV, OUP, 1939 (footnote)
Before the Industrial Revolution, Man had devastated patches of the biosphere. For instance, he had caused mountain-sides to be denuded of soil by felling the trees that previously had saved the soil from being washed away. Man had cut down forests faster than they could be replaced, and he had mined metals that were not replaceable at all. But, before he had harnessed the physical energy of inanimate nature in machines on the grand scale, Man had not had it in his power to damage and despoil the biosphere irremediably. Till then, the air and the ocean had been virtually infinite, and the supply of timber and metals had far exceeded Man’s capacity to use them up. When he had exhausted one mine and had felled one forest, there had always been other virgin mines and virgin forests still waiting to be exploited. By making the Industrial Revolution, Man exposed the biosphere, including Man himself, to a threat that had no precedent.
The Western peoples had begun to dominate the rest of mankind before the Industrial Revolution. In the sixteenth century the Spaniards had subjugated the Meso-American and Andean peoples and had annihilated their civilizations. In the course of the years 1757-64 the British East India Company had become the virtual sovereign of Bengal, Bihar, and Orissa. In 1799-1818 the British subjugated all the rest of the Indian subcontinent to the south-east of the River Sutlej. They had a free hand because they held the command of the sea and because in 1809 they made a treaty with Ranjit Singh, a Sikh empire-builder, in which the two parties accepted the line of the Sutlej as the boundary between their respective fields of conquest. In 1845-9 the British went on to conquer and annex the Sikh empire in the Punjab. Meanwhile, in 1768-74, Russia had defeated the Ottoman Empire decisively; in 1798 the French had temporarily occupied Egypt, and in 1830 they had started to conquer Algeria; in 1840 three Western powers and Russia had evicted the insubordinate Ottoman viceroy of Egypt, Muhammad Ali, from Syria and Palestine. In 1839-42 the British had defeated China dramatically. In 1853 an American naval squadron compelled the Tokugawa Government of Japan to receive a visit from it. The Japanese recognized that they were powerless to prevent this unwelcome visit by force of arms.
These military successes of Western powers and of one Westernized Eastern Orthodox power, Russia, were won at the cost of occasional reverses. In the seventeenth century, the Portuguese were evicted forcibly from both Japan and Abyssinia. A British army that invaded Afghanistan in 1839-42 was annihilated. Yet by 1871 the Western powers and Russia were dominant throughout the World.
Even before the Industrial Revolution in Britain the Tsar of Russia, Peter the Great, had recognized that the only means by which a non-Western state could save itself from falling under Western domination was the creation of a new-model army on the pattern of the Western armies that were being created in Peter’s time, and Peter also saw that this Western-style army must be supported by a Western-style technology, economy, and administration. The signal military triumphs of the Western powers and of a Westernized Russia over non-Westernized states between 1757 and 1853 moved the rulers of some of the threatened states to do what Peter the Great had done.
Eminent examples of Westernizing statesmen in the first century after the beginning of the Industrial Revolution in Britain are Ranjit Singh (ruled 1799-1839), the founder of the Sikh successor-state, in the Punjab, of the Abdali Afghan Empire; Muhammad Ali, the Ottoman Padishah’s viceroy in Egypt from 1805 to 1848; the Ottoman Padishah Mahmud II (ruled 1808-39); King Mongkut of Thailand (ruled 1851-68); and the band of Japanese statesmen that, in the Emperor’s name, liquidated the Tokugawa regime and took the government of Japan into its own hands in 1868. These Westernizing statesmen have had a greater effect on the history of the Oikoumenê than any of their Western contemporaries. They have kept the West’s dominance within limits, and they have done this by propagating, in non-Western countries, the modern West’s way of life.
While the achievements of all the Westernizers mentioned above are remarkable, the Japanese makers of the Meiji Revolution were outstandingly successful. They themselves were members of the hitherto privileged, though impoverished, traditional military class, the samurai; the Tokugawa Shogunate succumbed after offering only a minimal resistance; a majority of the samurai acquiesced peacefully in the forfeiture of their privileges; a minority of them that rebelled in 1877 was easily defeated by a new Western-style Japanese conscript army composed of peasants who, before 1868, had been prohibited from bearing arms.
Muhammad Ali and Mahmud II did not have so smooth a start. Like Peter the Great, they found that they could not begin to build up a Western-style army till they had liquidated a traditional soldiery. Peter had massacred the Muscovite Streltsy (“Archers”) in 1698-9; Muhammad Ali massacred the Egyptian Mamluks in 1811, and Mahmud II massacred the Ottoman janizaries in 1826. The new Western-style armies all gave a good account of themselves in action. Muhammad Ali began building his new army in 1819 and a navy in 1821; in 1825 his well-drilled Egyptian peasant conscript troops almost succeeded in re-subjugating for his suzerain Mahmud II the valiant but undisciplined Greek insurgents. The Greeks were saved only by the intervention of France, Britain, and Russia, who destroyed the Egyptian and Turkish fleets in 1827 and compelled Muhammad Ali’s son Ibrahim to evacuate Greece in 1828. In 1833 Ibrahim conquered Syria and was only prevented from marching on Istanbul by Russia’s intervention on Mahmud II’s behalf. Muhammad Ali’s army was more than a match for Mahmud’s because he had been able to make an earlier start in building it up. Mahmud could not start before 1826, the year in which he destroyed the janizaries; yet, in the Russo-Turkish war of 1828-9, his new-model peasant conscript army put up a much stiffer resistance than the old Ottoman army in the Russo-Turkish wars of 1768-74, 1787-92, and 1806-12.
Ranjit Singh, like his contemporary Muhammad Ali, engaged former Napoleonic officers as instructors. The British succeeded in defeating the Western-trained Sikh army in 1845-6 and again in 1848-9, but these two wars cost the British a greater effort and heavier casualties than their previous conquest of the whole of India outside the Punjab.
Rulers who set out to Westernize non-Western countries could not do this solely with the aid of a few Western advisers and instructors. They had to discover or create, among their own subjects, a class of Western-educated natives who could deal with Westerners on more or less equal terms and could serve as intermediaries between the West and the still un-Westernized mass of their own fellow-countrymen. In the seventeenth and eighteenth centuries the Ottoman Government had found this newly needed class, ready to hand, among Greek Ottoman subjects who were acquainted with the West through having been educated there or having had commercial relations with Westerners. Peter the Great in Russia, Muhammad Ali in Egypt, and the British in India had to create the intermediary class that they, too, needed. In Russia this class came to be called the intelligentsia, a hybrid word composed of a French root and a Russian termination. During the years 1763-1871, an intelligentsia was called into existence in every country that either fell under Western rule or saved itself from suffering this fate by Westernizing itself sufficiently to succeed in maintaining its political independence. Like the industrial entrepreneurs and the wage-earning industrial workers who made their appearance in Britain in the course of this century, the non-Western intelligentsia was a new class, and by the 1970s it had made at least as great a mark on mankind’s history.
The intelligentsia was enlisted or created by governments to serve these governments’ purposes, but the intelligentsia soon realized that it held a key position in its own society, and in every case it eventually took an independent line. In 1821 the ex-Ottoman Greek Prince Alexander Ypsilantis’s invasion of the Ottoman Empire taught the Ottoman Government that its Greek intelligentsia was a broken reed. In 1825 a conspiracy of Western-educated Russian military officers against Tsar Nicholas I was defeated and was suppressed, but it was a portent of things to come, and this not only in Russia but in a number of other Westernizing countries.
To live between two worlds, which is an intelligentsia’s function, is a spiritual ordeal, and in Russia in the nineteenth century this ordeal evoked a literature that was not surpassed anywhere in the World in that age. The novels of Turgenev (1818-83), Dostoyevsky (1821-81), and Tolstoy (1828-1910) became the common treasure of all mankind.
See the eighth volume of the Study and the Reith lectures.
Vasily Timm, The Decembrist revolt, painted 1853, St Petersburg, Hermitage
The scampering boy in the foreground appears in so many works of this period and somewhat earlier. In British prints he sometimes rolls a hoop and is followed by a scampering dog.
Mankind and Mother Earth, OUP, 1976, posthumous
Owing to the tendency of the parochial states of a broken-down civilization in its Time of Troubles to sharpen their weapons in fratricidal conflicts with one another and to take advantage of this dearly bought increase in their military proficiency to conquer neighbouring societies with their left hands while continuing to fight one another with their right hands, most universal states have embraced not only a fringe of conquered barbarians but substantial slices of the domain of one or more alien civilizations as well. Some universal states, again, have been founded by alien empire-builders, and some have been the product of societies within whose bosoms there has already been some degree of cultural variety even on a reckoning which does not differentiate between march-men and the denizens of the interior of the same social world. [...]
No other universal state known to History appears to have been as homogeneous in culture as Japan under the Tokugawa régime. In “the Middle Empire” of Egypt, in which a fringe of barbarians on the Nubian glacis of its Theban march was one element of variation from the cultural norm of the Egyptiac Society of the age, there was another and more positive feature of cultural diversity in the Empire’s culturally Sumeric provinces and client states in Palestine and Coele Syria. As for “the New Empire”, which was a deliberate revival of the original Egyptiac universal state, it accentuated the pattern of its prototype by completing the assimilation of the barbarians of Nubia and by embracing the domain of an abortive First Syriac Civilization in Syria and North-Western Mesopotamia; and this culturally tripartite structure – in which the cultural domain of the civilization through whose disintegration the universal state has been brought into existence is flanked by culturally alien territories annexed at the expense of both barbarians and neighbouring civilizations – appears to be the standard type.
For example, in the Mauryan Empire, which was the original Indic universal state, an Indic cultural core was flanked by an alien province in the Panjab, which had been at least partially Syriacized during a previous period of Achaemenian rule after having been partially barbarized by an antecedent Völkerwanderung of Eurasian Nomads, while in other quarters the Mauryan Empire’s Indic core was flanked by ex-barbarian provinces in Southern India and possibly farther afield in both Ceylon and Khotan as well. The Guptan Empire, in which the Mauryan was eventually reintegrated, possessed an ex-barbarian fringe, with an alien Hellenic tincture, in the satrapy that had been founded by Saka war-bands in Gujerat and the North-Western Deccan, and a Hellenized fringe, with a Kushan barbarian dilution, in the territories under its suzerainty in the Panjab. In a Han Empire which was the Sinic universal state, the Sinic World proper was flanked by barbarian annexes in what was eventually to become Southern China, as well as on the Eurasian Steppe, and by an alien province in the Tarim Basin, where the Indic, Syriac, and Hellenic cultures had already met and mingled before this cultural corridor and crucible was annexed to the Han Empire for the first time in the second century B.C. and for the second time in the first century of the Christian Era. In the Roman Empire, which was the Hellenic universal state, a culturally Hellenic core in Western Anatolia, Continental European Greece, Sicily, and Italy, with outlying enclaves in Cilicia, in Syria, at Alexandria, and at Marseilles, was combined with the domain of the submerged Hittite Civilization in Eastern Anatolia, with the homelands of the Syriac and Egyptiac civilizations in Syria and in the Lower Nile Valley, with the colonial [Carthaginian] domain of the Syriac Civilization in North-West Africa, and with ex-barbarian hinterlands in North-West Africa and in Western and Central Europe as far as the left bank of the Rhine and the right bank of the Danube. [Footnote: Leaving out of account the late-acquired and early-lost Transdanubian bridgehead in Dacia.]
There are other cases in which this standard cultural pattern has been enriched by some additional element.
In the Muscovite Tsardom, a Russian Orthodox Christian core was flanked by a vast ex-barbarian annex extending northwards to the Arctic Ocean and eastwards eventually to the Pacific, and by an Iranic Muslim annex consisting of the sedentary Muslim peoples of the Volga Basin, the Urals, and Western Siberia. This pattern was afterwards complicated by Peter the Great’s deliberate substitution of a Westernized for a traditional Orthodox Christian cultural framework for the Russian Orthodox Christian universal state, and by the subsequent annexation of additional alien territories – at the expense of the Islamic World on the Eurasian Steppe and in the Crimea, the Caucasus, and the Oxus-Jaxartes Basin, and at the expense of Western Christendom in the Baltic Provinces, Lithuania, Poland, and Finland.
In the Achaemenian Empire, which was the original Syriac universal state, there was an antecedent cultural diversity, within the Syriac core itself, between the Syrian creators of the Syriac Civilization and their Iranian converts, and a geographical gap between Syria and Iran that was still occupied by the dwindling domain of the gradually disappearing Babylonic culture. The Achaemenian Empire also embraced the domain of the submerged Hittite culture in Eastern Anatolia, the best part of the domain of the Egyptiac Civilization, fringes torn from the Hellenic and Indic worlds, and pockets of partially reclaimed barbarian highlanders and Eurasian Nomads. Moreover, after its life had been prematurely cut short by Alexander the Great, its work was carried on by his political successors, and especially by the Seleucidae, whom it would be more illuminating to describe as alien Hellenic successors of Cyrus and Darius. In the Arab Caliphate, in which the Achaemenian Empire was eventually reintegrated, the Syriac core – in which the earlier diversity between Syrian creators and Iranian converts had been replaced by a cleavage, along approximately the same geographical line, between ex-subjects of the Roman and ex-subjects of the Sasanian Empire – was united politically, by Arab barbarian empire-builders, with barbarian annexes – in North-West Africa, in the fastnesses of Daylam and Tabaristan between the Elburz Mountains and the Caspian Sea, and on the fringes of the Eurasian Steppe adjoining the Oxus-Jaxartes Basin – and with fragments of alien civilizations: a slice of the new-born Hindu World in Sind; the potential domain of an abortive Far Eastern Christian Civilization in the Oxus-Jaxartes Basin; an Orthodox Christian diaspora in Syria and Egypt; and a fossil of the by then elsewhere extinct Babylonic Society at Harran.
In the Mongol Empire, which was a universal state imposed by alien empire-builders on the main body of the Far Eastern Society in China, the annexes to a Chinese core were unusually extensive – including, as they did, the whole of the Eurasian Nomad World, the whole of Russian Orthodox Christendom, and the ex-Sasanian portion of a Syriac World which by that time was in extremis. The Mongols themselves were barbarians with a tincture of Far Eastern Christian culture. In the Manchu empire-builders, who subsequently repeated the Mongols’ performance on a less gigantic yet still imposing scale, there was the same tincture in a more diluted form; and the Chinese universal state in its Manchu avatar once again embraced, in addition to its Chinese core, a number of alien annexes: a “reservoir” of barbarians in the still unfelled backwoods and still virgin steppes of Manchuria, the whole of the Tantric Mahayanian Buddhist World in Tibet, Mongolia, and Zungaria, and the easternmost continental outposts of the Islamic World in the Tarim Basin, the north-western Chinese provinces of Kansu and Shansi, and the southwestern Chinese province of Yunnan.
In the Ottoman Empire, which provided, or saddled, the main body of Orthodox Christendom with its universal state, the alien ʿOsmanli empire-builders united an Orthodox Christian core with a fringe of Western Christian territory in Hungary, with the whole of the Arabic Muslim World except Morocco, the Sudan, and South-Eastern Arabia, and with pockets of barbarians and semi-barbarians in Serbia, Bosnia, Albania, the Mani, the Caucasus, the Crimea, and on the Arabian Steppe. In the Mughal Empire, which was the Ottoman Empire’s counterpart in the Hindu World, the pattern was simpler, since, apart from the Iranic Muslim empire-builders and their co-religionists who had been deposited in the Hindu social environment by earlier waves of invasion from the Middle East and Central Asia [since the twelfth century], the Mughals’ only [sic] non-Hindu subjects were the Pathan barbarian highlanders on the north-western fringe of their dominions. When, however, the Mughal Rāj was replaced by a British Rāj, the pattern of the Hindu universal state became more complex; for the advent of a new band of alien empire-builders, which substituted a Western element for an Islamic at the political apex of the Hindu universal state, did not expel the Indian Muslims from the stage of Hindu history, but merely depressed their status to that of a numerically still formidable alien element in the Hindu internal proletariat, so that the Hindu universal state in its second phase combined elements drawn from two alien civilizations with a Pathan barbarian fringe and a Hindu core.
There had been other universal states in which, as in the Mughal Empire, the cultural pattern had been less complex than the standard type yet not so simple as that of the Tokugawa Shogunate.
The Empire of Sumer and Akkad, which was the Sumeric universal state, included no representatives of an alien civilization – unless Byblus and other Syrian coast-towns are to be counted as such in virtue of their tincture of Egyptiac culture. On the other hand, the Sumeric Civilization itself was represented in two varieties at least – a Sumero-Akkadian and an Elamite – and in no less than three if the domain of the Indus Culture should prove also to have been included in “the Empire of the Four Quarters of the World”. Moreover, the Babylonian Amorites, who eventually restored a polity that had been first constructed by the Sumerian Ur-Engur (alias Ur-Nammu) of Ur, were not merely marchmen but marchmen with a barbarian tinge. So, on a broader and a longer view, the cultural pattern of the Sumeric universal state proves to have been less homogeneous than might appear at first sight. “The thalassocracy of Minos”, again, which was the Minoan universal state, probably included representatives of the continental Mycenaean variety of the Minoan culture as well as the creators of that culture in its Cretan homeland, even if it did not embrace any representatives of an alien civilization.
In the Central American World, two once distinct sister societies – the Yucatec Civilization and the Mexic – had not yet lost their distinctive characteristics, though they had already been brought together by force of Toltec arms, when the task, and prize, of establishing a Central American universal state was snatched, at the eleventh hour, out of the hands of barbarian Aztec empire-builders by Spanish representatives of an utterly alien Western Christendom. In the Andean World the Empire of the Incas, which was the Andean universal state, already included representatives of the Kara variety of the Andean culture [...] before the indigenous Incan empire-builders were suddenly and violently replaced by Spanish conquistadores from Western Christendom who turned the Andean World upside-down, with a vigour reminiscent of Alexander the Great’s, by proceeding to convert the indigenous population to Christianity and to variegate the social map by studding it with immigrant Spanish landlords and self-governing municipalities.
The Danubian Hapsburg Monarchy, which served as a carapace for Western Christendom against the assaults of the ʿOsmanlis, and which, seen from the south-east, wore the deceptive appearance of being a full-blown Western universal state, set itself, like the Tokugawa Shogunate, to achieve domestic cultural uniformity, but lacked both the ruthlessness and the insularity which, between them, enabled the Japanese isolationists for a time to put their policy into effect. In pursuing its aim of being totally Catholic, the Hapsburg Power did succeed, more or less, in extirpating Protestantism within its frontiers; but the very success of its stand, and eventual counter-attack, against the Ottoman embodiment of an Orthodox Christian universal state broke up the Danubian Monarchy’s hardly attained Catholic homogeneity by transferring to Hapsburg from Ottoman rule a stiff-necked minority of Hungarian Protestants and a host of Orthodox Christians of divers nationalities, most of whom proved unwilling to accept the ecclesiastical supremacy of Rome, even when the yoke was proffered in the easy form of Uniatism [union with Rome and retention of local rites], while, among those who did accept this relatively light burden, the rank and file remained nearer in heart and mind to their dissident Orthodox ex-co-religionists than they ever came to be to their fellow Catholics who were of the Latin Rite.
The [post-Assyrian] Neo-Babylonian Empire [or Chaldean Empire], which was the Babylonic universal state, similarly forfeited its cultural purity – and thereby worked unwittingly for the eventual extinction of the Babylonic Civilization itself – when Nebuchadnezzar conquered and annexed the homeland of the Syriac Civilization west of the Euphrates; and the impress of the indigenous Babylonic culture became progressively fainter as the domain which Nebuchadnezzar had bequeathed to a short line of native successors was incorporated first into the barbaro-Syriac Empire of the Achaemenids and then into the Hellenic Empire of the Seleucids.
Our survey has shown that, in the cultural composition of universal states, a high degree of diversity is the rule; and, in the light of this fact, it is evident that one effect of the “conductivity” of universal states is to carry farther, by less violent and less brutal means, that process of cultural pammixia that is started, in the antecedent Times of Troubles, by the atrocities that these bring in their train. The refugees, exiles, deportees, transported slaves, and other déracinés of the more cruel preceding age are followed up, under the milder régime of a universal state, by merchants, by professional soldiers, and by philosophic and religious missionaries and pilgrims who make their transit with less tribulation in a more genial social climate.
A Study of History, Vol VII, OUP, 1954
The military vs the militant.
In A.D. 1952 [...] the feat that had to be performed by Western navigators on the face of the waters of History was to pilot their vessel, without disaster, through perilous straits in the hope of making their way into more open waters beyond; and in this post-Christian Odyssey there was more than one passage to be negotiated and more than one kind of ordeal to be faced.
To paraphrase and anticipate, sailing between Scylla and Charybdis: abjuring war without sinking into consumerism.
Sailing between the Pillars of Hercules: negotiating a spiritual passage between a Christian heresy, Communism, on one shore and a backward-looking Christian orthodoxy on the other.
In terms of our Mediterranean maritime simile, we may compare the social and spiritual enterprise to which these Western adventurers were committed in the twentieth century of the Christian Era with the navigational task confronting Hellenic mariners in the sixth century B.C. who had bidden farewell to their Ionian homeland and had set sail westward rather than submit to the alien dominion of un-Hellenic-minded Achaemenidae. Following in Odysseus’ wake, these Phocaean seafarers would have first to negotiate the straits between Sicily and Italy without approaching either an Italian shore where they would be pounced upon by the monster Scylla or a Sicilian shore where they would be engulfed by the whirlpool Charybdis; but, if, by managing to steer their course along the narrow fairway through this first danger-zone, they should succeed in making the friendly port of Marseilles, they would not there find themselves at rest in the haven where they would be; [footnote: Ps. cvii. 30.] for their bold and skilful negotiation of the Straits of Messina would merely have carried them from the inner basin into the outer basin of the Mediterranean, without having liberated them from the imprisoning shores of their landlocked native sea.
I’m not sure why the open waters of the Atlantic would have been a haven for them. Nor did the Persians reach the outer basin. But the speculation is half-fanciful. Rather than submit to Persian rule, the Phocaeans, or some of them, had abandoned Ionia. Where did they sail to, in fact? Some, perhaps, to Chios, some to Phocaean colonies on Corsica and elsewhere. Massalia or Massilia, Marseille (Marseilles, the English sometimes call it), was an existing Phocaean colony: it was an independent Greek city from 600 BC until Caesar conquered it in 49 BC. Some became the founders of Elea, or Velia, in Campania. Some eventually returned to Phocaea.
If they were to reach the boundless waters of a globe-encompassing Ocean, these voyagers must put to sea again from the sheltering harbour of their mother country’s daughter city in order to make for the Straits of Gibraltar between the Pillars of Hercules, where this pair of menacing mountains, towering above the African and the European shore and threatening, from either flank, to fall upon any ship audacious enough to run the gauntlet without their leave, were visible embodiments of Imperial Carthage’s decree that no Hellenic vessel was ever to sail on through this golden gate leading out from the landlocked waters into the main.
Since Carthage controlled both sides of the straits, such a decree would not be surprising, but what source tells us that it was made? Were the Carthaginians in part protecting access to Madeira, the Canaries, Cape Verde, the Azores? Some of these islands must have lain behind the tradition of the Hesperides, which Hercules had visited.
A Phoenician fleet had circumnavigated Africa by about 600 BC in the other direction. Herodotus describes how the Pharaoh Necho II sent out an expedition manned by Phoenician sailors. They sailed out of the Red Sea, rounded the Cape, and headed north to the Mediterranean. They paused on the African coast in two successive years to sow and harvest grain, and reached Egypt in the course of the third year.
A Carthaginian, Hanno, probably early in the 5th century BC, sailed to the Bight of Bonny, probably as far as Sherbro Island off Sierra Leone or Cape Palmas off Liberia. An account of his periplus was engraved in Punic on a bronze tablet set up in the temple of Baal at Carthage. It was translated into Greek. The translation survives, and is the only piece of Carthaginian literature we have. His account was used by Ptolemy and remained the standard guide for seafarers until the Portuguese explorations of the 15th century.
We have fragmentary evidence that a certain Euthymenes of Massalia sailed down the west coast of Africa as far as a river which was infested with crocodiles and whose waters were driven back by strong sea breezes. He thought that this river was the Nile. It may have been the Senegal River. We are not sure what century Euthymenes lived in, but there is a statue of him on the façade of the Marseille bourse.
Polybius passed them after Carthage had been destroyed. Pliny the Elder tells us that he sailed down the west coast of Africa c 146 BC in ships lent to him by the destroyer, Scipio Aemilianus. He may have seen Mount Kakulima in Guinea.
So the Egyptians, Phoenicians, Greeks and presumably Persians were aware that Africa was surrounded by sea except where it was connected to Asia. Bartolomeu Dias sailed round the Cape in 1488. Vasco da Gama sailed round most of Africa in 1497-98 on his way to India.
And here woe betide the Hellenic mariner who allowed himself [if he wanted to reach his haven] to be intimidated by his adversary’s veto into following the Theban Pindar’s poor-spirited advice to his Agrigentine patron Thêrôn.
“And now Thêrôn’s achievements have carried him to the limit: they have brought him to the Pillars of Hercules on his long voyage from home; and what lies beyond this terminus is out of bounds (ἂβατον) for all men, wise or witless. I will not pursue this venture. I should deserve to lose my senses if I did this senseless thing!” [Footnote: Pindar: Odes in Honour of Victors in the Olympic Games, Ode iii, ll. 43-45.]
Theron had reached a metaphorical Pillars of Hercules by his unsurpassable excellence in the Olympic chariot race in 476 BC.
Ne plus ultra! These were the very words that a forbidding Carthaginian statesmanship had been intending to extort from defeatist Hellenic lips; and, so long as this self-imposed Hellenic psychological inhibition held, no Hellenic explorer would ever sail on to test the truth of a later poet’s intuition that the untried passage of the Ocean would prove to be the avenue to a New World. [Footnote: Seneca: Medea, ll. 364-79 [...].] More than two thousand years were to pass before Columbus’s victorious defiance of the veto once imposed by a jealous Carthage was to be commemorated, in the device of “the dollar sign”, by the first sovereign on whose globe-encircling dominions the Sun could never set. On coins minted for Charles V out of American bullion, the antistrophic words Plus ultra! were triumphantly inscribed on a scroll displayed behind the minatory pair of pillars; and the moral was one which a twentieth-century Odysseus ought to take to heart if this series of episodes in the history of the art of navigation was an apt parable of the spiritual voyage on which his sails were set.
According to a Renaissance tradition, the pillars had been inscribed with the words Ne plus ultra as a warning to sailors and navigators to go no further. There is no version of the phrase in Greek.
Luigi Marliano, doctor and advisor to the young King of Spain, proposed Plus Oultre for his motto as an encouragement to ignore the ancient warnings, take risks. (The OED can find no example of the phrase Ne plus ultra from before 1637, but that means in English sources.)
Plus ultra is on the present Spanish coat of arms as an inscription on a banner linking two pillars. Its history between Charles V and now includes use thus on the Spanish dollar (current in the Spanish Empire 1497-19th century; the main currency within Spain was the real). The Spanish dollar was contemporary with the German Thaler and was the basis of the American dollar.
The wrapped pillars do not appear on US dollars, but may be the origin of the US dollar sign.
Future post: global histories of anna, cent, centime, crown, cruzado, cruzeiro, denarius, dinar, dollar, drachma, escudo, florin, franc, Groschen, guinea, gulden, Kreuzer, krone, lira, livre, Mark, penny, peseta, peso, pfennig, piastre, pound, real, rial, ruble, rupee, Schilling, shekel, shilling, solidus, sovereign, talent, Thaler, zloty.
In the interpretation of this parable in terms of the Western Civilization’s prospects, the finding of a passage between Scylla and Charybdis signified the negotiation of the Western World’s immediate problem of finding some way of avoiding self-destruction without falling into self-stultification. Mid-way through the twentieth century of the Christian Era the Western Society was in imminent danger of destroying itself by failing to stop making War now that a demonic drive had been put into War by the progress of a Western physical science; and it was in hardly less imminent danger of stultifying itself by seeking asylum from War and Class-Conflict in Circe’s pig-sty. If post-Christian Western souls did succeed in threading their way between these two immediate perils, they would owe their happy issue out of this affliction to an inspiration to take Religion as the mark on which they were once more to set their course; but an impulse to return to Religion would not in itself suffice to bring the Western pilgrims’ ships out of inland waters into open sea; for the call of Religion was being uttered in diverse tongues; [footnote: 1 Cor. xii. 28.] and the questions to which the agnostic Western pioneer in search of a Christian oracle would have, at his own peril, to find an answer for himself, were:
“Are all apostles? Are all prophets? Are all teachers? … Have all the gifts of healing? … Do all interpret?” [Footnote: 1 Cor. xii. 29-30.]
In this spiritual ordeal the forbidding Pillars of Hercules were a pair of rival authoritarian and dogmatic faiths, both of which alike were offering to the storm-tossed voyager an everlasting Nirvāna in their stony bosoms and were threatening him with the eternal punishment that had been inflicted on the Flying Dutchman if he were to be so impious and so fool-hardy as to reject their offer and sail on past them out into the blue. From the one shore this ultimatum was being delivered to Western souls by a Christian heresy in which the stone of Communism had been substituted for the bread [footnote: Matt. vii. 9; Luke xi. 11.] of the Gospel, and from the other shore by a Christian Orthodoxy in which the body of Christ, [footnote: 1 Cor. xii. 27; Eph. iv. 12.] who had “come that they might have life, and that they might have it more abundantly”, [footnote: John x. 10.] had been petrified into a pillar of salt [footnote: Gen. xix. 26.] by a backward-looking ecclesiastical tradition. To dare the passage between these two frowning Pillars of Hercules was a venture that might daunt even a mariner whose moral had been fortified by a previous success in making his way safely between Scylla and Charybdis. But, if, at this supremely critical point in his voyage, the pilgrim were to feel his heart failing, he might recover his courage and initiative by taking his oracle from Paul’s First Epistle to the Corinthians:
“Covet earnestly the best gifts; and yet show I unto you a more excellent way.” [Footnote: 1 Cor. xii. 31.]
OED defines petrify as “turn (an organic body) into a stony concretion by gradually replacing its original substance with a calcareous, siliceous, or other mineral deposit”, which I suppose makes “petrify into a pillar of salt” not quite a mixed metaphor.
If a contrite humility was the first of the Christian virtues that were necessary for the Western pilgrim’s salvation, an indomitable endurance was the second. What was required of him at this hour was to hold on his course and to trust in God’s grace; and, if he prayed God to grant him a pilot for the perilous passage, he would find the bodhisattva [in the Mahayana, an enlightened being who has voluntarily delayed his entry into Nirvana in order to help his suffering fellow-beings] psychopompus [conductor of souls through the underworld] whom he was seeking in a Francesco Bernardone of Assisi, who was the most god-like soul that had been born into the Western World so far. A disciple of Saint Francis who followed faithfully enough in the saint’s footsteps to participate in the saint’s gift of receiving Christ’s stigmata would know, with the knowledge that comes only through suffering, that his sacrifice had been accepted by the Lord. [Footnote: Gen. iv. 3-7.] Asperges me hyssopo et mundabor. [Footnote: Ps. l. 9, in the Vulgate Latin text, Ps. li. 7, in the English Authorized Version.]
Seville Town Hall (Ayuntamiento), reign of Charles V
A footnote after “minatory pair of pillars” advises us to
See Raymond, Wayte: The Silver Dollars of North and South America (New York 1939, Wayte Raymond, Inc.) for photographs of dollars coined for the Spanish Crown, over a series of reigns ranging from Charles V’s (regnabat A.D. 1516-56) to the break-up of the Spanish Empire of the Indies in the nineteenth century of the Christian Era, which display the pair of pillars with the motto Plus ultra. On 46 of the 67 specimens (not counting “necessity coins” [small mintings of little value]) of “pillar type” coins here reproduced, including the earliest in the series, Charles V’s coin from Santo Domingo (p. 18, No. 1), the two words are inscribed on a single scroll linking the pillars (and passing behind an heraldic shield inserted between the pillars on coins of this type minted for the Bourbons). On fifteen specimens, each of the two pillars is wreathed in a separate scroll of its own, with “Plus” inscribed on the left-hand scroll and “Ultra” on the right-hand scroll. On six specimens, including Philip II’s dollar minted in Peru (reproduced in Supplement, p. 3, No. A 1), the motto is inscribed behind or above the pillars without being mounted on a scroll.
A Study of History, Vol IX, OUP, 1954
Newish Granta-format quarterly published by the UK-based Muslim Institute.
I worried about the title at first, but I suppose the implication is fair.
Issue 4: forthcoming on Pakistan
“Look, I’m a little confused. Do the math for me. You are wearing an Islamic head covering, you are obviously a religious person, but you were educated in an American university and now you are bringing the Internet to Kuwait. I don’t quite see how it all adds up.”
“A Russian journalist, circling the Coke machine, under the CNN screen, speaking Russian into a cell phone, in NATO headquarters, while Kosovo burned – my mind couldn’t contain all the contradictions.”
“The walls had fallen down and the Windows had opened, making the world much flatter than it had ever been – but the age of seamless global communication had not yet dawned.”
Risibly inane. Friedman is never deep, and he is prejudiced against Arabs even if he believes in their decency as potential Americans. But he is not always as bad as this. He is right about some things, like America’s obsession with al-Qaeda.
Other titles in Verso’s Counterblasts series: Jade Lindgaard and Xavier de la Porte, The Imposter – BHL in Wonderland, and Derrick O’Keefe, Michael Ignatieff – The Lesser Evil?
Earlier post here.
In the encounter between the world and the West that has been going on by now for four or five hundred years, the world, not the West, is the party that, up to now, has had the significant experience. It has not been the West that has been hit by the world; it is the world that has been hit – and hit hard – by the West; and that is why, in the title of this book, the world has been put first.
The World and the West, OUP, 1953
John F Guilmartin, review of David Abulafia, The Great Sea, A Human History of the Mediterranean, OUP, 2011, in The American Interest, March/April 2012. How it differs from Braudel.
The bay of Carthage
Braudel’s main works:
La Méditerranée et le monde Méditerranéen a l’époque de Philippe II, 3 volumes, 1949 (The Mediterranean and the Mediterranean World in the Age of Philip II; there is also a one-volume abridgement)
Civilisation matérielle, économie et capitalisme, XVe-XVIIIe siècle, 3 volumes, 1967, 1979, 1979 (Civilization and Capitalism, 15th-18th Century)
L’identité de la France, 2 volumes, 1986 (unfinished, posthumous) (The Identity of France)
Grammaire des civilisations, 1987 (a world history, posthumous) (A History of Civilizations)
Les mémoires de la Méditerranée, 1998 (posthumous) (The Mediterranean in the Ancient World)
“[W]hen I think of the individual, I am always inclined to see him imprisoned within a destiny in which he himself has little hand, fixed in a landscape in which the infinite perspectives of the long term stretch into the distance both behind him and before.” (The Mediterranean and the Mediterranean World)
In writing both the world and the west into my title, and writing the two words in that order, I was doing both things deliberately, because I wanted to make two points that seem to me essential for an understanding of our subject. The first point is that the west has never been all of the world that matters. The west has not been the only actor on the stage of modern history even at the peak of the west’s power (and this peak has perhaps now already been passed). My second point is this: in the encounter between the world and the west that has been going on now for 400 or 500 years, the world, not the west, is the party that, up to now, has had the significant experience. It has not been the west that has been hit by the world; it is the world that has been hit – and hit hard – by the west; and that is why, in my title, I have put the world first.
Let us try, for a few minutes, to slip out of our native western skins and look at this encounter between the world and the west through the eyes of the great non-western majority of mankind. Different though the non-western peoples of the world may be from one another in race, language, civilisation, and religion, if we ask them their opinion of the west, we shall hear them all giving us the same answer: Russians, Moslems, Hindus, Chinese, Japanese, and all the rest. The west, they will tell us, has been the arch-aggressor of modern times, and each will have their own experience of western aggression to bring up against us. The Russians will remind us that their country has been invaded by western armies overland in 1941, 1915, 1812, 1709, and 1610; the peoples of Africa and Asia will remind us that western missionaries, traders, and soldiers from across the sea have been pushing into their countries from the coasts since the fifteenth century. The Asians will also remind us that, within the same period, the westerners have occupied the lion’s share of the world’s last vacant lands in the Americas, Australia, New Zealand, and South and East Africa. The Africans will remind us that they were enslaved and deported across the Atlantic in order to serve the European colonisers of the Americas as living tools to minister to their western masters’ greed for wealth. The descendants of the aboriginal population of North America will remind us that their ancestors were swept aside to make room for the west European intruders and for their African slaves.
This indictment will surprise, shock, grieve, and perhaps even outrage most of us westerners today. Dutch westerners are conscious of having evacuated Indonesia, and British westerners of having evacuated India, Pakistan, Burma, and Ceylon, since 1945.
That was all the territory Britain had lost by 1952, except for Palestine and concessions in China. We lost none, except Sudan (which was an Anglo-Egyptian “condominium”) and a military base at Suez, between Ceylon on February 4 1948 (which completed our evacuation of the subcontinent) and Ghana on March 6 1957.
1952 was also a year of direct British and American interference in the internal affairs of Iran.
British westerners have no aggressive war on their consciences since the South African war of 1899-1902, and American westerners none since the Spanish-American war of 1898. We forget all too easily that the Germans, who attacked their neighbours, including Russia, in the First World War and again in the Second World War, are westerners too, and that the Russians, Asians, and Africans do not draw fine distinctions between different hordes of “Franks” – which is the world’s common name for westerners in the mass. “When the world passes judgment, it can be sure of having the last word”, according to a well-known Latin proverb. And certainly the world’s judgment on the west does seem to be justified over a period of about four and a half centuries ending in 1945. In the world’s experience of the west during all that time, the west has been the aggressor on the whole; and, if the tables are being turned on the west by Russia and China today, this is a new chapter of the story which did not begin until after the end of the Second World War. The west’s alarm and anger at recent acts of Russian and Chinese aggression at the west’s expense are evidence that, for westerners, it is today still a strange experience to be suffering at the hands of the world what the world has been suffering at western hands for a number of centuries past.
The lectures introduced ideas which would be developed in the eighth volume of the Study.
In the encounter between the world and the west that has been going on now for 400 or 500 years, the world, not the west [...], has had the significant experience
is the most striking sentence. These views were shocking, as he says, to many listeners in 1952. They seemed defeatist.
I have taken this from a transcript on the BBC website, not from the printed book: there may be differences. The transcript probably shows what was printed in The Listener. I have made the use of upper case in references to world wars consistent.
The lectures were published in book form as
The World and the West, OUP, 1953
When a Judah that had just escaped falling into Assyrian hands in 700 B.C. was carried away captive in 597 and 586 B.C. by the Assyrians’ Babylonian heirs, the only provinces of the Syriac World that still remained unscathed by Babylonic militarism were the Phoenicians’ colonial domain in the Western basin of the Mediterranean, which was insulated by the Sea, and Arabia Felix (the Yaman [sic]), which was insulated by Arabian deserts (the Najd and the Hijāz).
The Assyrians had controlled Egypt, but the neo-Babylonians did not. The post-Assyrian Neo-Babylonian Empire used to be called Chaldean. Chaldea is in southern Mesopotamia, Assyria was the north. Thus “Ur of the Chaldees” (Genesis 11:28, 11:31, 15:7) in the period of Sumer.
A Study of History, Vol VIII, OUP, 1954 (footnote)
In [...] managing to retain her rank as a Great Power in an Hellenic or Hellenizing World in spite of the sudden vast increase in the scale of Hellenic life at the transition from a pre-Alexandnne to a post-Alexandrine Age of Hellenic history, Carthage achieved something that Venice failed to achieve at the transition from a Late Medieval to an Early Modern Age of Western history. Circa 281 B.C. Carthage was a Great Power still, whereas Venice, circa A.D. 1559, was lucky to find herself still independent and in possession of an empire in the Levant and on the Italian mainland that was now dwarfed by the gigantic stature of Great Powers of a higher calibre that had loomed up all around her. [...] By A.D. 1559 Venice had long since met her Ottoman fate, whereas Carthage was not to meet her Roman fate till 264 B.C.; and by A.D. 1559 Venice had also felt the adverse economic effects of the Portuguese conquest of the Indies and the Spanish conquest of the Americas, whereas the Macedonian conquest of the Achaemenian Empire had no similar adverse economic effects on Carthage’s monopoly of the African and Iberian hinterlands of her “wooden curtain”.
Carthage belonged to the “Syriac society” which Greece was overwhelming in the Levant.
A Study of History, Vol IX, OUP, 1954 (footnote)
The French National Assembly, probably with the Armenian vote in mind for the presidential elections next year, has voted in favour of a bill that would make it illegal to deny that the mass killing of Armenians in the Ottoman Empire, mainly in Anatolia, during the First World War was genocide. The bill goes to the Senate next year. There was an earlier attempt, starting in 2006, which failed.
Countries which officially recognise the killings as genocide already include France (1998), Italy (2000) and Germany (2005), but not the UK, US or Israel. In the US, there have been resolutions in the House of Representatives and the House Committee on Foreign Affairs and many at state level, but nothing signed by a president. As far as I know, no country before France has attempted to make denial a crime, unless it is a crime in Armenia.
Turkey’s reactions to all this usually have a third-world ring to them, though I avoid using the word genocide too glibly myself. Erdoğan, meanwhile, has counter-accused France of genocide in Algeria. There may well be justification for that, in relation to the settlers’ behaviour there from 1830 onwards: see this recent FT review of books on Algeria.
Toynbee was one of the people responsible for documenting the Armenian massacres in 1915 and brought them to the attention of the UK Parliament. There is a category here on them. Here is a post from last year.
Painting by Louay Kayali (1934-78) from the weblog of Imad Moustapha, who until a few days ago was the Syrian ambassador to the US. There is a lot of Syrian art on it. A Kayali site is here. Wikipedia.
The first is De tous les printemps du monde:
“Of all the spring times in the world
This is the most vile.
Of all my modes of being,
The trusting one is the best.
The grass lifts the snow
Like the stone from a tomb,
But I sleep through the storm
And I wake with clear eyes.
The short spell draws slowly to its close,
The roads had to pass
Through my most secret hiding-places
Before I could greet anyone.
I do not hear the monsters speaking:
I know them, they have said it all.
I see only beautiful faces,
Good faces, sure of themselves.
Sure of soon destroying their masters.”
“De tous les printemps du monde,
Celui-ci est le plus laid
Entre toutes mes façons d’être
La confiante est la meillure
L’herbe soulève la neige
Comme la pierre d’un tombeau
Moi je dors dans la tempête
Et je m’éveille les yeux clairs
Le lent le petit temps s’achève
Où toute rue devait passer
Par mes plus intimes retraites
Pour que je rencontre quelqu’un
Je n’entends pas parler les monstres
Je les connais ils ont tout dit
Je ne vois que les beaux visages
Les bons visages sûrs d’eux mêmes.
Sûrs de ruiner bientôt leurs maîtres.”
BBC Symphony Chorus, All Hallows, Gospel Oak, conducted by Stephen Jackson, June 2003.
A forgotten pre-Islamic culture in the Fezzan in Libya, from 500 BC for over a millennium. Guardian, November 5.
Beautiful-sounding Arabic and interesting footage, from a monarchist, perhaps from Benghazi.
Postscript, October 21 – he’s more than a monarchist, he is the heir to the Senussi throne.
Robin Yassin-Kassab: “Arabs never really achieved independence, for a variety of reasons. Corrupt elites in authoritarian Arab states have plundered the people’s wealth, obeyed the dictates of hostile superpowers against the people’s will, and entirely failed to build reasonable education or social welfare institutions. Civil society has been stifled. Now it seems that the Arab people are entering the power equation, and true independence may be at hand.”
There is a bigger picture here. After the Abbasid Caliphate, the Arab countries were to a great extent controlled by non-Arabs: Mongols, Mamluks, Persians, Ottoman Turks, Europeans and at the end by unrepresentative elites supported by the West. Libya has been a maverick, but the Berbers, too, had come under Ottoman and European control. This is, in a way, an attempt at a return.
When you know the faces and that emphatic, staccato, vehement Egyptian way of speaking, Egypt doesn’t feel like just another place in turmoil (clashes between supporters of X and anti-government protesters).
A friend who was in Tahrir Square emailed me on January 18:
“Things are boiling even more these days in Cairo. There will be some demonstrations on Jan 25 that people say will be a revolution, may be a civil war.”
Revolutionary years, not only in Egypt:
Egypt felt a reverberation from France. Napoleon invaded in person and was defeated by Nelson in person in the Battle of the Nile (1798). Afterwards, the reforming Ottoman viceroy Muhammad Ali (ruled 1805-48) had French military and scientific manuals and other works translated into Arabic. Much of the French infusion was managed by Rifa’a el-Tahtawi.
I have a post here (a sketchy passage by Toynbee) about French law and culture in Egypt. I can remember meeting a old Francophone Egyptian in Cairo.
1848 did not, as far as I know, have an impact on Egypt (though it happened to mark the end of the reign of Muhammad Ali), but it is a parallel to 2011 (and 1989) in the way revolution spread from place to place. The January trigger then was Palermo – not two hundred miles away from Tunis.
1919 had been a series of nationalist uprisings against the British, who had been in Egypt since 1882. In 1914 the British-occupied Khediviate became a British-protected Sultanate. Turkish influence was ended. In 1922, after the 1919 agitations, it became an “independent” kingdom. Even then, some British troops remained until 1936, and in the Canal Zone until 1954. It is hard, from these facts, to see how 1919 can have felt like a revolution, but it did to the Egyptians. I sketched the story of Egypt from Muhammad Ali to Nasser here.
The same year saw the Spartacist uprising in Berlin, the foundation of the Fascist party in Italy, the short-lived Bavarian and Hungarian Socialist Republics, the Amritsar massacre in India, police and other strikes in Britain, and convulsions in Ireland, eastern Europe and Russia, Turkey, Korea and China.
After the uprisings, the square, which had been called Midan Ismaileyya, after Khedive Ismail, who had commissioned the new downtown district’s plan, became popularly known as Midan al-Tahrir (Liberation Square). It was not officially renamed until the revolution of 1952. Other demonstrations have taken place there, including the bread riots in 1977 and the demonstrations against the Iraq War in 2003.
1952 was the revolution led by Nasser that removed King Farouk (seventeen years before Idris was removed in Libya) and installed the present military establishment.
(The first president was not Nasser but Muhammad Naguib. Farouk was not the last king: he was briefly succeeded by Fuad II.)
Between Nasser (died 1970) and Mubarak was only Sadat. Sadat signed the peace treaty with Israel at Camp David and was assassinated.
Egyptian public morale collapsed in June 1967 (Six-Day War). It had been pumped up by Nasser and was high for good cultural reasons as well, and it was knocked back further in October 1973 (Yom Kippur War) and (though Egyptians are peaceful people) September 1978 (Camp David). Until January 25 2011 it had never quite recovered.
That’s what Americans fear, but no scowling demagogue got off a plane. Unless Yusuf al-Qaradawi is that.
Some educated Egyptians have a cultural fascination with Iran, the great or forbidden Other, and the only country in what Americans call “the region” which is similar to it in size of population. But Egypt has had no diplomatic relations with Iran since 1979. Electronic alliances are being formed.
The sclerotic era of Mubarak began in October 1981.
From an old post:
“[People Power in the Philippines] was a T-shirted revolution before Twitter, a colour-coded revolution before mobile phones and email, a velvet revolution practically before fax. There had been peaceful protests and non-cooperation in India, but they were surely more manipulated and orchestrated.
“Since 1986, the Philippine example has been at the back of our minds wherever there have been large-scale, mainly peaceful popular protests. Václav Havel has said that it was in the minds of European demonstrators in 1989. The days leading up to the deposition of Ceauşescu in Romania reminded one very strongly of the Philippines. Was it in the minds of the Chinese students in the same year? It was in our minds this year  during the protests that began after the Iranian presidential elections.”
Before January 25 Egypt had lost its standing in the Arab world, which had been so high in the ’50s and ’60s. Qatar, as Robin Yassin-Kassab has said, counted for more.
Egyptians must be charmed now to think that at least a few young people all over the oppressed world, not only in the Middle East, are looking up to them.
The obvious, though very far from exact, precedent. The chain of revolutions got going in the second half. In Russia, two years later, a system collapsed with little pressure from below.
Egypt had transferred its loyalty from the USSR to the US before this, under Sadat.
Removal of Mubarak. Now the people are dealing with the military in uniform, face to face.
Nobody who witnessed this revolution at a distance will forget the moving words of Wael Abbas, Ahdaf Soueif, Khalid Abdalla, Wael Ghonim and many others, and nameless people.
Blair on February 2: Hosni Mubarak was “immensely courageous and a force for good”.
As always, there are those in the Middle East, the homeland of conspiracy theory, who are hinting at forces – America, Israel, other – controlling these events. Many others, especially the rich, are saying: “We are not ready for democracy, the West should stop lecturing us” and “Let the West dream”. They are right. But the revolution happened in spite of Obama’s ditherings and, thanks to them, Egyptians feel that Tahrir Square was their own achievement.
I had thought that the relevance of Facebook and Twitter to real politics had been exaggerated. I was wrong, but I was in no doubt from January 25 that it was over for Mubarak.
“The World Bank says escalating food prices have pushed 44 million more people into poverty since last June.”
The median age in Egypt is 24. More than a quarter of males under 30 with degrees are unemployed.
Egypt had been “growing” at 6% a year. It’s said that revolutions usually happen in countries which are growing economically. Energy which had been pent up is released and destroys the system which produced the growth. Russia in 1917? That kind of growth, in any case, can make things temporarily worse, and perhaps permanently less secure, for the masses.
Real revolutions aren’t gang warfare waged at state level. They are a return to truth. Will the energy produce a later wave of expansionist Islamism or be wholly dissipated in manoeuvring, compromises and renewed corruption?
Tahrir Square became a university in which different classes and types in Egyptian society met. That moment will not return.
Egyptians, such as Waseem Wagdi, not reporters, were the best exponents of their condition.
However it ends, Tahrir Square has changed the Middle East politically, geopolitically and psychologically. [Postscript 2013 11 28: Is that true?] The revolution was not Islamist or socialist or especially anti-American or even anti-Zionist. There was no utopianism, no desire for an absolute break with the past, except in one respect. No exaggeration. Not even a leader. No “nativist romanticism, sectarian distraction or religious obscurantism” (Robin Yassin-Kassab). These facts may, perhaps, offer some grounds for hope.
Egypt has minorities, but not deep sectarian divisions. Robin Yassin-Kassab: “The answer to sectarian hatred is democracy. The answer to Arab hatred of Israel is for Israel to change itself from a violent ethnocracy to a multicultural democracy.”
On the Muslim Brotherhood: “First, the Egyptian Muslim Brotherhood is noted for its aversion to violence. Ayman Zawahri and the al-Qa’ida types broke away from the Brothers for precisely this reason. Second, the Brotherhood by its own admission has not led the revolution, no more than Muhammad al-Barade’i or any other leader. Third, the Brotherhood is part of the revolution like almost every other segment of Egyptian society, because it is part of society, a venerable institution and a mass movement. If the revolution has an ideology, it’s one of representation and dignity, of democracy in other words. The Brotherhood, like Barade’i, has called for an interim national government with no NDP presence, followed by elections. If the Brothers win elections, they will not be in a position to establish a new dictatorship. Fourth, the most retrograde elements of Islamism, those that lead to nihilistic terrorism and sectarian hatred, are nourished by the social stagnation of dictatorship. Finally, it is not for British or American chatterers to decide whether the Egyptians are ready for freedom. The Egyptians are demanding freedom, and are making the chatterers irrelevant.”
Few people outside Egypt even know the name of the Muslim Brotherhood’s leader. It is Mohammed Badie.
Many Egyptians who before January 25 did not speak in political terms nevertheless showed a pre-revolutionary mood in the way they spoke about their personal lives. But nobody predicted the certainty which they found in themselves in Tahrir Square.
A comment on this blog on February 1: “Day after day people lost the value of their own lives and now they are willing to give these lives away [...].”
Robin Yassin-Kassab: “Arabs never really achieved independence, for a variety of reasons. Corrupt elites in authoritarian Arab states have plundered the people’s wealth, obeyed the dictates of hostile superpowers against the people’s will, and entirely failed to build reasonable education or social welfare institutions. Civil society has been stifled. Now it seems that the Arab people are entering the power equation, and true independence may be at hand.”
The best foreign reporting, aside from some blogs, was from CNN. Reporting, not analysis. The Egyptians will remember it. It was less naive than some about the role of the army. Al Jazeera was good, too. I am not an expert on Egypt, but many of the Western chatterers seemed to know nothing about it at all.
Egypt had been bursting for some kind of freshness in its politics for many years. Mubarak should have left in 2005. Cairo, too, in its planning. There is hardly a park or tree anywhere. There are little more than rough pavements by the Nile, next to noisy roads, along which people can stroll. Its physical charm has been squeezed out of it. This has happened in some degree in every old city on earth. In the nineteenth century and early twentieth, to judge from any account of the banks of the Nile, Cairo was a seductive place. But Egypt wasn’t a republic then.
Most of Tahrir Square has been a building site for as long as I can remember it and was not accessible by the demonstrators. You didn’t see it on the news. What you saw was a roundabout.
It isn’t clear what the work is intended to lead to. Paved area? Garden? The only thing that is clear is that the project has stalled because of corruption. Somebody, deserving or otherwise, has not been paid. Tahrir Square is a minor scandal of Mubarak’s Egypt.
Nearly all shots of the square show the giant Mogamma office building, a gift of the Soviet Union completed just before the 1952 revolution.
“[We] who were strong in love.”
The organized and purposeful military campaigns of the Muslim Arabs were very different from the half automatic and barely conscious pressure of their ancestors against the yielding desert-frontier of a decaying Seleucid Empire in the second and the last century B.C. They are more comparable to the momentary Arab occupation of the Syrian, Egyptian, and Anatolian territories of the Roman Empire under Palmyrene leadership in the third century of the Christian Era. But they utterly surpassed both these anticipatory reconnaissances in the potency of their driving-force. [Footnote: This immense superiority, in potency, of the third of the three Arab offensives against the Hellenic World was almost certainly due to the most conspicuous of its distinctive features: that is to say, to the fact of its having been launched under the auspices of Islam. [...]] While the Arab encroachments in the last two centuries B.C. had got no farther than the line of the Lebanon and the Orontes, [footnote: See Jones, A. H. M.: The Cities of the Eastern Roman Provinces (Oxford 1937, Clarendon Press), pp. 255-6.] and the momentary Palmyrene conquests in the third century of the Christian Era had come to a halt at the banks of the Nile and of the Black Sea Straits, the Muslim Arab conquerors penetrated as far as their Palmyrene predecessors towards the north-west, while on the south-west they left them far behind. In Asia Minor the Constantinopolitan Government succeeded – at the price of abandoning its commitments and cutting its losses on all other fronts – in pushing the Muslim Arabs back from the line of the Straits to the line of the Taurus and holding them there at the cost of grievously overstraining and fatally deforming the nascent body social of Orthodox Christendom. In Africa, however, the wave of Muslim Arab conquest swept on from the Nile to the Atlantic – meeting and overpowering and, carrying along with it the lesser wave of Berber aggression which was at that time breaking, likewise for the third time, upon the remnant of the African domain which Rome had inherited from Carthage.
Justinian had expelled the Vandals from the Maghreb.
The two earlier waves of Berber aggression had been, first, the Numidian intervention in the Second Punic, or Hannibalic, War and the Numidian King Jugurtha’s war with Rome (these are taken together) during the Hellenic “Time of Troubles” and, second, renewed pressure during the shorter crisis of the middle of the third century CE.
At the Straits of Gibraltar the united Arab and Berber wings of the Afrasian Nomad forces collided with the epigoni of the Visigoths, who had settled down in the Iberian Peninsula at the end of a Völkerwanderung which had carried them across the whole breadth of the Roman Empire from a starting-point on the Great Western Bay of the Eurasian Steppe. When these Gothic pupils of the Eurasian Nomads now encountered the Afrasian Nomad invaders of the Roman Empire at a point on the Empire’s extreme western verge which was almost equally remote from the original mustering-grounds of both the rival war-bands, it was the Afrasian Nomadism that was victorious; [footnote: The victory of the Afrasian Nomads over the Visigothic representatives of the Eurasian Nomadism at Xeres [modern Jerez de la Frontera in Andalusia], on the Iberian threshold of Europe, in A.D. 711, has the same piquancy as the victory of the Indian over the African elephants at Raphia, on the Egyptian threshold of Africa, in 217 B.C.] for the united Arab-Berber forces were not flung back from the Straits of Gibraltar by Roderick in A.D. 711 as the Arabs were flung back from the Bosphorus by Constantine IV in A.D. 677 and again in A.D. 718 by Leo Syrus. Scattering the Goths like chaff, the Arabs and Berbers pressed on across the Pyrenees and reached the banks of the Rhône and the Loire before they collided with the Franks and fared as ill at their hands in A.D. 732 on the road to Tours as the ancestors of the Arabs’ discomfited Gothic adversaries had fared at the same Frankish hands at Vouillé in A.D. 507. It was characteristic of the heavy-footed gait of the sedentary North European barbarians that, at dates which were two hundred and twenty-five years apart, they should win their successive victories over their mobile rivals from the Ukraine and the Hijāz on battlefields that were something less than twenty miles distant from one another as the crow flies. [Footnote: The battle between the Austrasians and the Arabs which is traditionally known by the name of Tours seems actually to have been fought in the neighbourhood of Old Poictiers [sic], in the angle between the rivers Elain and Vienne.] Charles Martel allowed the Arabs to come that much nearer to the home territory of the Frankish Power in the basins of the Seine and the Rhine [footnote: Charles Martel’s sluggishness in marching to the help of the Aquitanians in A.D. 732 may be compared with the sluggishness of the Spartans in coming to the Athenians’ aid in 490 B.C. and again in 479 B.C.] than Clovis had allowed the Visigoths to advance in the same direction before marching out to defeat them; but the event was the same. At Tours in A.D. 732, as at Vouillé in A.D. 507, the immovable Franks remained masters of the field.
These Frankish victories over Goths and Arabs were a double triumph for the tortoise who had been content to crawl from the Rhine to the Loire during the time that it had taken one hare to sprint from the Ukraine, and another to sprint from the Hijāz, to the tortoise’s doorstep in Aquitaine. In this contest between the barbarians for the division of the Hellenic dominant minority’s territorial spoils the race was certainly not to the swift, though the battle may have been to the strong. [Footnote: Ecclesiastes ix. 11.] But this revelation of the relative strengths of the rival barbarian war-bands is not the main interest of the two battles in which they tried conclusions with one another. The outstanding historical event to which the battles of Vouillé and Tours bear witness is not the discomfiture of the Goths and the Arabs by the Frank, but the collapse of the resistance of the Roman Power which had been the common arch-adversary of all the three combatants. By the time when, in the heart of the Orbis Romanus, the war-bands from beyond one of the four anti-barbarian frontiers encountered and defeated – on derelict Roman ground – the war-bands from beyond each of the other three frontiers, it was manifest that the third of the three attempts of the external proletariat to take the Hellenic universal state by storm had been completely and definitively successful.
The four frontiers are defined in an earlier passage as
the front against the sedentary barbarians of Continental Europe from the North Sea coast to Transylvania; the front against the Eurasian Nomads (and the Nomadicized sedentary intruders upon the Nomads’ ranges) in the Lower Danubian bay and the Middle Danubian enclave of the Great Eurasian Steppe; the front against the barbarians in the interior of North West Africa (Nomads on the Sahara and highlanders in the Atlas); and the front against the Arabs beyond the desert-coast of Syria who constituted the Asiatic wing of the Afrasian Nomad forces.
The two earlier attempts to take the universal state had been, first, the series of attacks – by Sarmatians, Arabs, Numidians, Cimbri, Teutones, Suevi – in the last two centuries BC during the Hellenic “Time of Troubles” (he treats this as a single crisis) and, second, the attacks – by Goths, Arabs, Berbers, Franks, Alemanni – of the crisis of the middle of the third century CE.
Perhaps one could quibble with this by pointing out that, according to Toynbee’s own system, the first attempt was an attack on the society before it had had a universal state (the Roman Empire) imposed on it.
In the third attempt
the action opened on the Eurasian front, where the eruption of the Hun Nomads blew the nomadicized [lower case this time] Goths right off the Steppe into the far interior of the Roman body politic – as rocks and trees are uprooted and hurled through the air by an exploding shell. From the end of the fourth century to the end of the sixth the pressure continued to be heavier on this front than on any other, as the ebb of the Hun wave was followed by the onrush of the Avar wave, and the vacuum left by the violent propulsion of the Goths was filled by the gentle infiltration of the Slavs. It was only in the seventh century, when the onslaughts of pagan Huns and Avars were outmatched by the demoniac outbreak of the Muslim Arabs, that the main pressure shifted from the Eurasian front to the Arabian.
Charles de Steuben, Bataille de Poitiers en Octobre 732, Musée du Château de Versailles, Wikimedia Commons
A Study of History, Vol V, OUP, 1939
In a dolorous twentieth century any citizen of a Western community that was then still partitioned among a host of warring parochial states would have been content to see Arcadius and Honorius slumber harmlessly on their thrones without itching to see their sleep disturbed by the pernicious activities of wakeful neighbours; for in an age in which Gibbon’s Julian had turned out to be a Phocas, and his Semiramis a Sennacherib, political dynamism was at a discount. [Footnote: “Benevolent government is rarely associated with a ruler whose mind is over-alert and intelligence over-developed. Benevolence is most commonly found in rulers who are easy-going or who behave as if they were. The worst defect in the alert-minded ruler is that he lays burdens upon his subjects which are greater than they can bear; and he does this because his mental vision outranges theirs and because his insight penetrates to the ends of things at the beginnings – with disastrous consequences for them. The Prophet says: ‘Go the pace of the weakest among you’; and in this context the exponent of the Divine Law prescribes in the case of rulers that excess of intelligence should be avoided ... because it produces oppression and bad government and makes demands upon the people which are contrary to their nature. ... It is evident from this that intellectuality and intelligence is a fault in an administrator, because this is an excess of mental activity – just as dull-wittedness is an excess of mental torpidity. The two extremes are to be deprecated in every attribute of Human Nature. The ideal is the Golden Mean. ... And for this reason a man who is over-intellectual has Satanic attributes attributed to him and is called ‘Satan’, ‘possessed by Satan’, and so on” (Ibn Khaldūn: Muqaddamāt, Book I, chap. xxiv).]
Walter Bagehot would have agreed. The English Constitution was published in 1867, the year of the Second Reform Act, and examines a usually unexamined thing, which seemed to exist in two dimensions or at two speeds, ancient and modern. Asks how an old and delicately-balanced wine will travel into the future. Short extracts don’t do it justice. These are taken from the fifth edition, Kegan Paul, 1888, which contains the long Introduction (“The Poplars, Wimbledon, June 20, 1872”) to the second edition.
“It is true that a completely new House of Lords, mainly composed of men of ability, selected because they were able, might very likely attempt to make ability the predominant power in the State, and to rival, if not conquer, the House of Commons, where the standard of intelligence is not much above the common English average. But in the present English world such a House of Lords would soon lose all influence. People would say, ‘it was too clever by half,’ and in an Englishman’s mouth that means a very severe censure. The English people would think it grossly anomalous if their elected assembly of rich men were thwarted by a nominated assembly of talkers and writers. Sensible men of substantial means are what we wish to be ruled by, and a peerage of genius would not compare with it in power.”
“A great part of the ‘best’ English people keep their mind in a state of decorous dulness. They maintain their dignity; they get obeyed; they are good and charitable to their dependants. But they have no notion of play of mind: no conception that the charm of society depends upon it. They think cleverness an antic, and have a constant though needless horror of being thought to have any of it. So much does this stiff dignity give the tone, that the few Englishmen capable of social brilliancy mostly secrete it. They reserve it for persons whom they can trust, and whom they know to be capable of appreciating its nuances. But a good government is well worth a great deal of social dulness. The dignified torpor of English society is inevitable if we give precedence, not to the cleverest classes, but to the oldest classes, and we have seen how useful that is.”
“Men who study the structure of Parliament, not in abstract books, but in the concrete London world, wonder not that the landed interest is very powerful, but that it is not despotic. I believe it would be despotic if it were clever, or rather if its representatives were so, but it has a fixed device to make them stupid. The counties not only elect landowners, which is natural, and perhaps wise, but also elect only landowners of their own county, which is absurd. There is no free trade in the agricultural mind; each county prohibits the import of able men from other counties.”
“Accordingly the House of Commons, representing only mind coupled with property, is not equal in mind to a legislature chosen for mind only, and whether accompanied by wealth or not. But I do not for a moment wish to see a representation of pure mind; it would be contrary to the main thesis of this essay. I maintain that Parliament ought to embody the public opinion of the English nation; and, certainly, that opinion is much more fixed by its property than by its mind. The ‘too clever by half’ people who live in ‘Bohemia,’ ought to have no more influence in Parliament than they have in England, and they can scarcely have less.”
In a previous note in the same volume Toynbee gave his Muqaddamāt source as
French translation by de Slane, Baron McG. (Paris 1863-8, Imprimerie Impériale, 3 vols.) [...].
I assume that he is referring to that edition here and that the translation from the French is his own.
A Study of History, Vol IX, OUP, 1954
A Study of History, Vol IX, OUP, 1954 (footnote)
According to Herodotus, Cambyses, after his conquest of Egypt, aspired to round off the Achaemenian Empire in North Africa by conquering the Napatan Kingdom up the Nile and the oases of the Libyan Desert and the Carthaginian Empire beyond the Syrtes. Operations against Napata and the Oasis of Ammon were actually attempted with disastrous results. Simultaneously, Cambyses “ordered the fleet to sail against Carthage; but the Phoenicians declined to carry the order out. They explained that they were bound to the Carthaginians by solemn pledges, and that they would be committing an atrocity if they made war upon their own colonists. The Phoenicians’ refusal was decisive, since the remainder of the fleet by itself was no match for the Carthaginian forces. Accordingly, the Carthaginians escaped the Persian yoke; for Cambyses shrank from coercing the Phoenicians, who had become members of the Persian Empire of their own free will and were the mainstay of the Persian Navy.” (Herodotus: Book III, ch. 19.)
The Persian navy today and its commanders since 1932.
A Study of History, Vol II, OUP, 1934 (footnote)
“Journeys, those magic caskets full of dreamlike promises, will never again yield up their treasures untarnished. A proliferating and overexcited civilization has broken the silence of the seas once and for all. The perfumes of the tropics and the pristine freshness of human beings have been corrupted by a busyness with dubious implications, which mortifies our desires and dooms us to acquire only contaminated memories.
“Now that the Polynesian islands have been smothered in concrete and turned into aircraft carriers solidly anchored in the southern seas, when the whole of Asia is beginning to look like a dingy suburb, when shanty towns are spreading across Africa, when civil and military aircraft blight the primeval innocence of the American or Melanesian forests even before destroying their virginity, what else can the so-called escapism of travelling do than confront us with the more unfortunate aspects of our history? Our great Western civilization, which has created the marvels we now enjoy, has only succeeded in producing them at the cost of corresponding ills. The order and harmony of the Western world, its most famous achievement, and a laboratory in which structures of a complexity yet unknown are being fashioned, demand the elimination of a prodigious mass of noxious by-products which now contaminate the globe. The first thing we see as we travel round the world is our own filth, thrown in the face of mankind.”
In one Latin word, because I was educated in Latin and Greek: laboremus. Let us do our work. In the year 211 the Roman Emperor Septimius Severus died in the city of York in the north of England. A Roman emperor had every day to give a watchword to his troops, and on the day on which Septimius Severus died in York he gave the watchword laboremus. Let us do our work. He was a very sick man at the time. Also, he was a native of Libya, which is a warm country, and he was on campaign, military campaign, in a very cold country, the north of Britain. But though he was dying, he wanted to go on doing his work till the very end of his life, so this watchword he gave on the last day of his life I take as my motto. [...] He felt his responsibilities, at the head of this great empire.
He was campaigning against the Picts. Cassius Dio, Roman History, Book 77, Section 15 says that before dying, on February 4 211, he advised his sons Caracalla and Geta, who were with him, to “Be harmonious, enrich the soldiers, and scorn all other men”.
Toynbee died in a nursing home in York on October 22 1975, having worked until the day, in the previous year, when he was incapacitated by a stroke.
Taped conversation between Arnold Toynbee and Daisaku Ikeda, London, May 1972 or May 1973
The published version, which does not contain this passage, was
Arnold Toynbee and Daisaku Ikeda; Richard L Gage, editor; Choose Life, A Dialogue, OUP, 1976, posthumous
This was a Depression, not Crash, song, but it will do to mark the anniversary.
The market slid on Thursday October 24 1929, but the catastrophic collapse occurred on Monday and Tuesday, October 28 and 29.
Here sung by the little-known Charlie Palloy, with guitar and his orchestra, recorded in 1932. He gets the song’s grim tread better than its better-known exponent, Bing Crosby.
Bing Crosby. I’m not sure of the date.
You often hear people in the Maghreb say: “There is nothing for me here. Nothing.” These people may or may not try to migrate illegally. They mean it: there is no work here. Nothing.
There is also a cultural unease. Some uneducated young people have absorbed into their bones the feeling that life is better in Europe, so they can no longer be happy, even for a moment, at home. A few of those will have their minds molested by “religious” leaders.
The unemployment problem is worse with graduates, because they are less likely to find work which is acceptable to them. I knew some when I first visited Tunisia in 1977. Whether or not they had studied in France, they were very well-educated, but sometimes with a chip on their shoulder. They were too good for their own country and Europe wasn’t good enough for them.
One of them was a woman called Dalenda. Her name is common locally and comes from Cato’s Carthago delenda est.
But the restiveness and unease hadn’t affected less educated people. Only occasionally did one feel a tang of bitterness.
Tourists think Tunisia is bland. It may have become so in response to them. Tunis, which is less exposed to tourism than some places, had a prosperous air. It seemed a kind of Nice on the Sahara. I was enchanted by it. The ancient TGM railway followed the line of the suburbs – Carthage was one, each had its own character – on the coast to the north of the city. They were as seductive as they must have been under the Romans.
Direct contact with outside influences made those graduates resentful, but on the whole, the more direct, the better such contact is. What robs less educated people of peace of mind is the vague sense that things are better elsewhere, combined with economic hardship. They start living between two worlds, one of them imaginary.
Most cultures are better than the Maghreb at protecting people from that sense and are further away from what is still called the developed world. North Africa is very close to Europe.
From a BBC story about graduate unemployment in Morocco:
“‘I’m 35, I have a PhD in physics, and I can’t get a job,’ complains Ali.
‘I’m very old, I’m not married, I don’t have my own house, I don’t have anything.
‘I’m thinking of leaving this country, because here I am nothing.’”
Not “I have nothing”, notice. “I am nothing.” Nothing. This is, literally, nihilism.
“‘I’m a pessimist now,’ says Ali.
‘Life in Morocco is very hard. There is no light here, no light.’”
Here is some film from a 2007 ITN news source showing blind unemployed Moroccan graduates chaining themselves to the railings of the Parliament building in Rabat to demand more public sector jobs. The following is abbreviated.
“Abdelhak Harmouch, a member of Morocco’s National Committee of Blind Unemployed Graduates, said the protesters had resorted to the drastic measure after more peaceful protest means proved ineffectual. Morocco suffers from mass unemployment with around one million of Morocco’s 30-million population officially unemployed. [That is only the same rate as in the UK.] Joblessness is especially high among graduates after state payroll cuts led to a dearth of public sector jobs. A university degree provides no guarantee for a job and many well-educated Moroccans can remain jobless for years after they finish university. In desperation, some of them try illegal immigration, mainly to Europe, where they hope job prospects will be better. Local human rights organisations and trade unions are fully behind the various organisations representing the unemployed graduates. They believe that with good governance, the state could create jobs for the graduates.”
More protests, Chomeurs de Maroc.
I was once in a taxi in Tunis and told the driver that I liked the city.
“But, of course, there are problems,” I added, just to give some light and shade. To show that I was serious. He turned round to me, startled. He hadn’t been infected by nihilism. “Problèmes, quels problèmes?”
My view of Hassan II is reflected here.
Bob Shingleton, in On an Overgrown Path: “My parents’ 1962 LP of the Oscar-winning soundtrack for Lawrence of Arabia was an integral part of my music education.”
It was of mine, too, except that, as a boy, after seeing the film, I insisted on being given the LP.
In a Comment, Bob adds: “I have to say I am astonished at the lack of coverage on the music blogs of the death of Maurice Jarre. He may not have been a musical genius – whatever that means. But his music, which was never less than wonderfully crafted, touched many, many more than that of, say, Schoenberg.” On an Overgrown Path is the best blog about so-called classical music on the web, and only a really musical person would have said what Bob said in such unpretentious terms or dared to put him in the same sentence as Schoenberg. The Toynbee convector isn’t a music blog, but Bob’s remark has given me the confidence to write an appreciation of Jarre here.
Jarre’s 1962 score for David Lean’s film was the last major work of French musical orientalism in the line that began with Félicien David’s Symphonic Ode Le désert (tenor, speaker, chorus, orchestra) in 1844.
Le désert at least is usually given as the start of the romantic vein of orientalism in French music. Possibly a couple of Berlioz’s Prix de Rome cantatas, from somewhat earlier (1827-30), should be put into the bracket. I had never heard of a recording of Le désert until just now, but Amazon is showing one as due for release later this month. Marco Polo have recorded other work by David, including piano cycles such as Les brises d’orient and Les minarets.
After that, we have music in the nineteenth century by Reyer, Saint-Saëns, Delibes, Bizet, Massenet et al, much of it not particularly highly-coloured. Franck and Fauré did not really go down the orientalist road, though Franck wrote Les djinns. Then, at another level, Debussy and Ravel, Debussy’s orientalism tending towards Indonesia, where Britten would follow him; and some of the music of Koechlin (who occupied both impressionist and modernist space), and Schmitt, and their contemporary Rabaud, an anti-modernist. I have a 3-CD box of Rabaud’s Mârouf, savetier du Caire, based on the Arabian Nights. Its premiere took place in the final season at the Opéra Comique before war broke out in 1914.
The Saint-Saëns includes, of course, his opera Samson et Dalila. Another, La princesse jaune (one act), is about (without being set in) Japan. Saint-Saëns’s orchestral orientalism was concerned with Egypt and perhaps with Algeria, though Maghreb means west, not east. On the Egyptian side, we have Africa for piano and orchestra, the fifth piano concerto, and Sur les bords du Nil, a piece for brass band. The orchestral Suite algérienne is a gentle celebration of the French in Algeria. There is a Marche dediée aux étudiants d’Alger, I suppose for orchestra or band.
Saint-Saëns often visited Algeria. He died there in 1921. He also visited Ceylon. Somebody once imputed homosexuality to him in public, perhaps thinking of these travels. The composer is said to have snapped back: “Je ne suis pas homosexuel, je suis pédéraste.” Would he have used a piece of jargon like “homosexual”? Did his interlocutor use it first? He married and had two sons, who both died young. His answer was probably accurate. Today he would be advised to state it the other way round.
Few books have been written about Saint-Saëns. The one I have, by Stephen Studd (2003), doesn’t tell this oft-repeated story.
Milhaud, reacting against not only against the later stages of orientalism and not only against French music: “When I first started to write music, I was immediately conscious of the dangers of following the paths of impressionist music: all that haziness, those balmy breezes, those pyrotechnics, those sparkling raiments, those veils of smoke, that languor marked the end of an era I found so affected it filled me with overwhelming disgust. The poets were my salvation. Francis Jammes’ stanzas led me out of the mists of symbolist poetry and introduced me to a completely new world all the easier to apprehend because I had only to open my eyes. Poetry was at last turning back to everyday life, to the appeal of simple people and familiar things.” I can no longer find the source for this quotation: it is probably given by Paul Collaer.
The reaction, shared by many composers, meant that fewer orientalist or orientally-inflected works were written or, if they were, the borrowings were of a different kind, as with Messiaen, whose more grown-up approach to eastern music had been anticipated by Debussy. The middle movement of Ibert’s Escales, published in 1924, called Tunis-Nefta, is in the older manner.
Jarre came very late to music. He was a Lyonnais, but studied engineering at the Sorbonne, before moving to the Conservatoire. He has said that music was nothing in his life before he reached the age of fifteen. He produced his first film score in 1951, but the most important part of his early career was in theatre, as musical director of the Théâtre National Populaire from 1951 to 1963, when it was run by Jean Vilar. There is a 3-CD box containing some of the music he wrote for productions there. Somewhere I have a CD of songs composed for the French post-war theatre, which contains one by Jarre.
The film of 1951 was Georges Franju’s Hôtel des Invalides. There is a CD of some of the film music between 1959 and 1964 called Ma période française. His international breakthrough came with Lawrence of Arabia in 1962. He composed for three more films by David Lean: Dr Zhivago (1965), Ryan’s Daughter (1970) and A Passage to India (1984) and for about 150 films in all. He won Oscars for all the Lean scores except Ryan’s Daughter. His music for The Year of Living Dangerously (1982), about Indonesia in 1965-66, was his first purely electronic score, but he had used the ondes-martinot to fine effect in Lawrence. He lived in the US in his later life.
Lean had wanted Malcolm Arnold to compose the music for Lawrence, while the producer, Sam Spiegel, wanted William Walton. In Tony Palmer’s astonishing film about Arnold (2004), Toward the Unknown Region (“I think it must surely set the nation alight when broadcast”: Paul Driver; Palmer’s films about English music are the less flamboyant successors of Ken Russell’s), Arnold says that he was asked to provide the “dramatic” music and William Walton the “patriotic”. They watched the unscored film together. Both turned it down. I’ve read elsewhere that Walton fell asleep. Lean never spoke to Arnold again.
According to the Telegraph obituary of Jarre, Spiegel, who had heard some of Jarre’s music, then hoped that Jarre would write the “incidental dramatic sequences”, while two better-known composers, Khatchaturian and Britten, would handle the “theme music”. Neither Khatchaturian nor Britten turned out to be available, and can one imagine Britten having done this? Spiegel turned to a Broadway composer, Richard Rodgers, keeping Jarre in the background. Lean strongly disliked what Rodgers produced, so Spiegel asked Jarre if he had written anything. Jarre proceeded to play what became the main theme. Lean insisted that he should be given the whole job. Jarre was left with six weeks to compose, rehearse and record about two hours of music. Arnold could have done it in two.
Writing music for a film that has already been made or to an exact scenario is like the way some ballet music was written in the nineteenth century.
Tchaikovsky was expected to follow Marius Petipa’s scenario for the Nutcracker:
“No. 1. Soft music. Sixty-four bars.
No. 2. The tree is lit up. Sparkling music. Eight bars.
No. 3. Enter the children. Animated and joyous music. Twenty-four bars.
No. 4. A moment of surprise and admiration. A few bars of tremolo.
No. 5. A march. Sixty-four bars.
No. 6. Entrée des Incroyables. Sixteen bars, rococo (tempo menuet).”
And in a film, every bar had to be marked in seconds.
Jarre’s score was to be recorded by the London Philharmonic with a subsidy from the British government, which required the conductor to be British. Adrian Boult was duly brought in for a rehearsal, but when Jarre began to explain the technicalities of synchronising the music of the orchestra with film footage, Boult withdrew and Jarre himself conducted. Boult’s name remained on the film credits to safeguard the subsidy, but Jarre was credited on the LP.
There are two recorded versions of Jarre’s Lawrence music: his own soundtrack with the London Philharmonic and a more recent one conducted by Tony Bremner with the Philharmonia. Bremner’s sound is far better. There are some passages here which do not appear in Jarre’s version. The first appearance of the main theme is even more stomach-punching. But there is something soupy in the way the brass play under Bremner. This is the main defect of this version. And the ppppppppianissimo, if I can coin a word, at the beginning of the section called Miracle under Jarre, which must surely be the quietest sustained note in all of recorded orchestral music, is barely piano.
The theme of Born Free is not so different from, sounds like a variation of, the Lawrence theme, but is merely a vulgarly sentimental film tune.
The Overture in which the Lawrence theme first appears was played before the projector started turning, yet was part of the film. It begins with two bursts of timpani, separated by a rest which already suggests the desert.
With Lawrence, Jarre succeeded Malcolm Arnold as “master of the Lean’s music”. Arnold had written, and won an Oscar for, the music for The Bridge on the River Kwai. Here we come to a problem. Who wrote the Colonel Bogey march as we know it? Arnold often gets the credit. The Tony Palmer film I’ve referred to credits him. It sounds like Arnold. Others say it was by FJ Ricketts, aka Kenneth Alford. Or that Arnold wrote a counterpoint to the original march. I haven’t worked this out. But Spiegel and Lean used a fine march by Alford in Lawrence of Arabia, The Voice of the Guns, which took the place of what Walton might have written. It was the only music, in the end, not written by Jarre.
The film, of course, had little to do with the real TE Lawrence. Prince Feisal was played by an English actor, Alec Guinness. Lean’s A Passage to India must have been the last somewhat serious film in which a white actor (Alec Guinness again) had his face painted to look like an oriental. It appeared after Richard Attenborough’s hagiographic Gandhi, in which Ben Kingsley played the main role. (In this post, I wondered what the last case was of an Englishman dressing up in real life in Arab service as an Arab.) The march was a counterpoint to the scenes in Cairo and Damascus. Memorable acting by Claude Rains.
What does French orientalist music amount to? Some attractive pieces (the Debussy and Ravel more than that), but there is no descriptive masterpiece among them. Unless it is Jarre’s score.
There is no French tone poem of the Sahara. But some of Jarre’s material could have been used in one. Some passages in his score are as imaginatively detailed as passages in La mer.
That does not mean that you can simply lift this music into a concert hall. Jarre did this occasionally by performing a Lawrence of Arabia “Suite” at gala concerts. It doesn’t work and embarrasses anyone who wants to take Jarre more seriously. This is film music and needs images, or headphones. But some of the musical ideas, if you concentrate enough to hear them, are worthy of the great, unwritten, French tone poem.
According to the French Wikipedia article, “Jarre a aussi composé des œuvres de concert majeures et écrit cinq ballets dont Notre-Dame de Paris pour l’Opéra de Paris”. In the passage in Jarre’s recording called That is the Desert, we hear an embryonic symphonist. Bremner makes nothing of it. None of the other film music that I have heard is as good as Lawrence, even for films that you might have thought would bring out a similar style. But Lara’s theme in Dr Zhivago is his other claim to immortality. It took human beings this long to reach such a simple musical idea.
Jarre deserved the Oscars for Lawrence and Zhivago, but not, I think, the last one, for A Passage to India. The score is recycled Jarre (partly recycled from Ryan’s Daughter), less distinguished, and neither Jarre nor Lean appears to have had the slightest idea what the book was about.
The picture above and the first below show Jarre at the Berlin Film Festival in February this year, where he accepted a prize a few weeks before dying from cancer.
Adrian Murdoch has a recent post on Peter Brown’s reception of the Kluge Prize. When I went to Oxford, Brown’s exploration of the reality of late antiquity inspired me. I was not taught by him directly, but I heard him speak and lecture. His work had a grandeur and freshness that were absolutely undonnish. He, for one, didn’t “cough in ink” or “wear the carpet with [his] shoes” – by which Yeats meant wear the carpet spiritually, not wear it out.
There is a bibliography on his Wikipedia page. I read his two early books, the masterly Augustine of Hippo (1967), an incredibly learned work for a man still in his thirties, and The World of Late Antiquity (1971). I hope that Toynbee read the former and took heart from it.
For some reason, this paragraph in Augustine of Hippo stuck in my mind:
“Augustine grew up a sensitive boy, acutely anxious to be accepted, to compete successfully, to avoid being shamed, terrified of the humiliation of being beaten at school. He would play in the fields around Thagaste. There he stalked birds, watched the writhing tails torn off lizards; he thought of thunder as the rattling of the heavy wheels of Roman coaches on the rough flagstones of the clouds. Yet Augustine never mentions the wonderful spring flowers of Africa. His sense of smell was not particularly acute. Mountains appear more often in his works: the light of the rising sun slipping down into the valleys; the sudden view of a distant town from the wooded slopes of a pass. Above all, he was surrounded by light. The African sunlight was the ‘Queen of all Colours pouring down over everything’. He was acutely alive to the effects of light. His only poem is in praise of the warm glow of the Easter Candle.” There are nine footnotes, referring to several sources.
The picture above, of the Capitolium in Thuburbo Majus, about forty miles southwest of Carthage, is from another magical book, Thames & Hudson’s large Roman Africa in Colour, Photographed by Roger Wood, Introduction and commentary by Mortimer Wheeler, 1966, which covers, in the order of plates, Sudan, Egypt, Cyrenaica, Tripolitania, Tunisia, Algeria and Morocco. (It’s not the whole image: it didn’t fit onto my scanner.) The World of Late Antiquity was also from Thames & Hudson, from its Library of European Civilization, published between 1966 and ’75. Augustine of Hippo was published by Faber.
All over the Middle East are people, middle managers, who are almost sick with love of England, not because they know it well: they may not have been there since their youth, and certainly have never shopped in Harrods, but because of the weeks they spent with that family in Bromley or Streatham in 1977. [Comments below.]
The Macedonians invited this barbarian invasion [of Gauls in 279 BC; they went on to “cross the Dardanelles and break into the vast Asiatic dominions of Antiochus I”] by their imprudence in first stimulating the European barbarians by an aggressive expansion at their expense in the reign of King Philip Amyntou (regnabat 359-336 B.C.) and then neglecting this reanimated barbarian frontier in order to turn their arms against the Achaemenidae and thereafter against one another. The equivalent event in Early Modern Western history would have been an invasion of Spain on the morrow of the Battle of St. Quentin (commissum 10 August, 1557) [a notable Hapsburg Spanish victory in the Franco-Hapsburg War of 1551-9] by a horde of resurgent Muwahhid [Almohad] Berbers from the Atlas or Murābit [Almoravid] Berbers from the Senegal [or, more likely in the middle of the sixteenth century, Nasrid Berbers from Fez with Saadi allies], with an impetus that we must imagine to have carried these irrupting barbarians on beyond an overrun Spain into Italy in one direction and Mexico in the other. Castile did neglect her Berber frontier when, after the completion of the conquest of Granada in A.D. 1492, she failed to follow up her seizure of this last unsubjugated remnant of Andalusia by a seizure of North-West Africa that was the logical next step in the march of Castilian imperialism. Instead of concentrating all her military efforts on pushing forward to the natural frontier offered by the north shore of the Sahara, she made a few half-hearted descents upon North-West African ports while diverting the best part of her energies to a conquest of the Americas and to a competition with France for the hegemony over Italy. Spain, like Macedon, did pay a penalty for having thus looked back after having put her hand to the plough (Luke ix. 62); she exposed herself to the scourge of a piracy organized by Ottoman corsairs ensconced in North-West African naval bases on which Spain had neglected to secure her own hold. Yet this nuisance was trivial compared to the catastrophe that Macedon brought on herself in 279-276 B.C.
A Study of History, Vol IX, OUP, 1954 (footnote)